Home/Filings/4/0000914190-12-000343
4//SEC Filing

Beynon Charles H. 4

Accession 0000914190-12-000343

CIK 0001120370other

Filed

May 7, 8:00 PM ET

Accepted

May 8, 5:21 PM ET

Size

9.6 KB

Accession

0000914190-12-000343

Insider Transaction Report

Form 4
Period: 2012-05-04
Transactions
  • Award

    Common Stock

    2012-05-04+102,941196,702 total
Holdings
  • Phantom Stock

    Common Stock (6,455 underlying)
    6,455
  • Stock Option (Right to Buy)

    Exercise: $8.00Exp: 2017-10-24Common Stock (25,000 underlying)
    25,000
  • Stock Option (Right to Buy)

    Exercise: $9.40Exp: 2018-04-13Common Stock (10,000 underlying)
    10,000
Footnotes (5)
  • [F1]Includes 102,941 shares of restricted stock units which vest on 5/4/13.
  • [F2]8,333 shares vest on each of 10/24/2008 and 10/24/2009; 8,334 shares vest on 10/24/2010.
  • [F3]3,333 shares vest on each of 4/13/2009 and 4/13/2010; 3,334 shares vest on 4/13/2011.
  • [F4]Each share of phantom stock is the economic equivalent of one share of Broadwind Energy common stock.
  • [F5]Phantom stock credited to participant's account in 2008 pursuant to and under the conditions of the Broadwind Energy, Inc. Deferred Compensation Plan. The value of the participant's account shall be paid to the participant in a single lump-sum payment, in cash, on the earliest of the participant's separation from service, death or change-in-control.

Issuer

BROADWIND ENERGY, INC.

CIK 0001120370

Entity typeother

Related Parties

1
  • filerCIK 0001406844

Filing Metadata

Form type
4
Filed
May 7, 8:00 PM ET
Accepted
May 8, 5:21 PM ET
Size
9.6 KB