Beynon Charles H. 4
4 · BROADWIND ENERGY, INC. · Filed May 8, 2012
Insider Transaction Report
Form 4
Beynon Charles H.
Director
Transactions
- Award
Common Stock
2012-05-04+102,941→ 196,702 total
Holdings
- 6,455
Phantom Stock
→ Common Stock (6,455 underlying) - 25,000
Stock Option (Right to Buy)
Exercise: $8.00Exp: 2017-10-24→ Common Stock (25,000 underlying) - 10,000
Stock Option (Right to Buy)
Exercise: $9.40Exp: 2018-04-13→ Common Stock (10,000 underlying)
Footnotes (5)
- [F1]Includes 102,941 shares of restricted stock units which vest on 5/4/13.
- [F2]8,333 shares vest on each of 10/24/2008 and 10/24/2009; 8,334 shares vest on 10/24/2010.
- [F3]3,333 shares vest on each of 4/13/2009 and 4/13/2010; 3,334 shares vest on 4/13/2011.
- [F4]Each share of phantom stock is the economic equivalent of one share of Broadwind Energy common stock.
- [F5]Phantom stock credited to participant's account in 2008 pursuant to and under the conditions of the Broadwind Energy, Inc. Deferred Compensation Plan. The value of the participant's account shall be paid to the participant in a single lump-sum payment, in cash, on the earliest of the participant's separation from service, death or change-in-control.