Home/Filings/4/0000914190-12-000344
4//SEC Filing

FOX TERENCE P 4

Accession 0000914190-12-000344

CIK 0001120370other

Filed

May 7, 8:00 PM ET

Accepted

May 8, 5:22 PM ET

Size

7.3 KB

Accession

0000914190-12-000344

Insider Transaction Report

Form 4
Period: 2012-05-04
Transactions
  • Award

    Common Stock

    2012-05-04+102,9412,580,897 total
Holdings
  • Phantom Stock

    Common Stock (5,196 underlying)
    5,196
  • Common Stock

    (indirect: By Trust)
    2,000,000
Footnotes (3)
  • [F1]Includes 102,941 shares of restricted stock units which vest on 5/4/2013.
  • [F2]Each share of phantom stock is the economic equivalent of one share of Broadwind Energy common stock.
  • [F3]Phantom stock credited to participant's account in 2008 pursuant to and under the conditions of the Broadwind Energy, Inc. Deferred Compensation Plan. The value of the participant's account shall be paid to the participant in a single lump-sum payment, in cash, on the earliest of the participant's separation from service, death or change-in-control.

Issuer

BROADWIND ENERGY, INC.

CIK 0001120370

Entity typeother

Related Parties

1
  • filerCIK 0001353619

Filing Metadata

Form type
4
Filed
May 7, 8:00 PM ET
Accepted
May 8, 5:22 PM ET
Size
7.3 KB