4//SEC Filing
Duprey Peter C. 4
Accession 0000914190-12-000398
CIK 0001120370other
Filed
Jun 10, 8:00 PM ET
Accepted
Jun 11, 5:26 PM ET
Size
12.5 KB
Accession
0000914190-12-000398
Insider Transaction Report
Form 4
Duprey Peter C.
DirectorPresident and CEO
Transactions
- Purchase
Common Stock
2012-06-06$0.29/sh+29,353$8,427→ 810,191 total - Purchase
Common Stock
2012-06-07$0.29/sh+50,647$14,561→ 860,838 total
Holdings
- 580,838
Stock Option (Right to Buy)
Exercise: $0.34Exp: 2022-05-04→ Common Stock (580,838 underlying) - 220,000
Stock Option (Right to Buy)
Exercise: $1.77Exp: 2020-11-15→ Common Stock (220,000 underlying)
Footnotes (4)
- [F1]The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.277 to $0.2875 inclusive. The reporting person undertakes to provide Broadwind Energy, Inc., any security holder of Broadwind Energy, Inc. or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- [F2]Represents 135,000 of restricted stock units that vest in 45,000 share increments on each of 11/15/12, 11/15/13 and 11/15/14 and (ii) 580,838 of restricted stock units that vest in 145,209 share increments on each of 5/4/13 and 5/4/15 and in 145,210 share increments on 5/4/14 and 5/4/16.
- [F3]55,000 shares vest on each of 11/15/11, 11/15/12, 11/15/13 and 11/15/14.
- [F4]145,209 shares vest on each of 5/4/13 and 5/4/15 and 145,210 share increments on 5/4/14 and 5/4/16.
Issuer
BROADWIND ENERGY, INC.
CIK 0001120370
Entity typeother
Related Parties
1- filerCIK 0001505863
Filing Metadata
- Form type
- 4
- Filed
- Jun 10, 8:00 PM ET
- Accepted
- Jun 11, 5:26 PM ET
- Size
- 12.5 KB