Jordan Claude 4

Accession 0000914190-12-000458

CIK 0000719866other

View on SEC.gov Company Profile

Filed

Aug 1, 8:00 PM ET

Accepted

Aug 2, 12:52 PM ET

Size

27.1 KB

Accession

0000914190-12-000458

Insider Transaction Report

Form 4

Period: 2012-07-31

ARCTIC CAT INCACAT

Jordan Claude

President and COO

Transactions

Tax Payment
Common Stock
2012-07-31$44.78/sh−7,961$356,494→ 42,888 total
Exercise/Conversion
Stock-Settled Appreciation Right
2012-07-31−23,778→ 0 total
Exercise: $11.05Exp: 2015-06-01→ Common Stock (23,778 underlying)
Exercise/Conversion
Common Stock
2012-07-31$11.05/sh+23,778$262,747→ 56,717 total
Exercise/Conversion
Common Stock
2012-07-31$6.26/sh+69,440$434,694→ 112,328 total
Tax Payment
Common Stock
2012-07-31$43.71/sh−9,945$434,688→ 102,383 total
Exercise/Conversion
Stock Option (Right to Buy)
2012-07-31−69,440→ 35,560 total
Exercise: $6.26Exp: 2019-08-06→ Common Stock (69,440 underlying)
Tax Payment
Common Stock
2012-07-31$44.78/sh−5,868$262,769→ 50,849 total
Sale
Common Stock
2012-07-31$43.71/sh−43,000$1,879,530→ 32,937 total
Tax Payment
Common Stock
2012-07-31$43.71/sh−26,446$1,155,934→ 75,937 total

Holdings

Stock Option (Right to Buy)
Exercise: $15.77Exp: 2021-04-01→ Common Stock (83,228 underlying)
83,228
Stock Option (Right to Buy)
Exercise: $9.88Exp: 2018-08-25→ Common Stock (70,000 underlying)
70,000
Common Stock
(indirect: By 401(k))
267
Stock Option (Right to Buy)
Exercise: $14.68Exp: 2021-01-01→ Common Stock (5,300 underlying)
5,300
Stock Option (Right to Buy)
Exercise: $10.79Exp: 2020-04-01→ Common Stock (105,000 underlying)
105,000
Stock Option (Right to Buy)
Exercise: $43.79Exp: 2022-04-02→ Common Stock (26,761 underlying)
26,761

Footnotes (10)

[F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.55 to $44.00 inclusive. The reporting person undertakes to provide Arctic Cat Inc., any security holder of Arctic Cat Inc. or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
[F10]The SSAR may be exercised after the Company's Common Stock trades at a market price of $2.00 more than the exercise price of the SSARs for 30 of the preceeding 40 trading days; provided the SSAR may not be exercised prior to March 31, 2011.
[F2]Includes (i) 9,987 restricted stock units that vest in installments of 3,329 units on 4/1/12, 4/1/13 and 4/1/14; and (ii) 4,282 restricted stock units that vest in installments of 1,427 units on 4/2/13, 4/2/14 and 4/2/15, all previously reported.
[F3]Fully exercisable.
[F4]Vests in three equal annual installments beginning on 8/6/10.
[F5]Vests in three equal annual installments beginning on 4/1/11.
[F6]Vests in three equal annual installments beginning on 1/1/12.
[F7]Vests in three equal annual installments beginning on 4/1/12.
[F8]Vests in three equal annual installments beginning on 4/2/13.
[F9]This Stock-Settled Appreciation Right ("SSAR") represents the right to receive a number of shares of Common Stock equal to the product of (A) the excess of the market price of the Company's Common Stock at exercise over the exercise price times (B) the aggregate number shares covered by the SSAR.

Documents

1 file

4
edgar.xmlPrimary
PRIMARY DOCUMENT

Issuer

ARCTIC CAT INC

CIK 0000719866

→

Entity typeother

Related Parties

filerCIK 0001443825

Filing Metadata

Form type: 4
Filed: Aug 1, 8:00 PM ET
Accepted: Aug 2, 12:52 PM ET
Size: 27.1 KB

View on SEC.gov