Home/Filings/4/0000914190-12-000540
4//SEC Filing

FRIEDMAN JOHN H 4

Accession 0000914190-12-000540

CIK 0001180145other

Filed

Sep 4, 8:00 PM ET

Accepted

Sep 5, 4:32 PM ET

Size

21.5 KB

Accession

0000914190-12-000540

Insider Transaction Report

Form 4
Period: 2012-08-31
Transactions
  • Award

    Restricted Stock Units

    2012-08-31+10,91710,917 total
    Common Stock (10,917 underlying)
Holdings
  • Common Stock

    (indirect: Easton Capital Partners, LP)
    421,023
  • Stock Option (right to buy)

    Exercise: $8.83Exp: 2016-08-14Common Stock (38,820 underlying)
    38,820
  • Restricted Stock Units

    Common Stock (5,714 underlying)
    5,714
  • Stock Option (right to buy)

    Exercise: $7.90Exp: 2017-10-08Common Stock (4,321 underlying)
    4,321
  • Stock Option (right to buy)

    Exercise: $11.38Exp: 2017-11-12Common Stock (15,088 underlying)
    15,088
  • Common Stock

    8,000
  • Restricted Stock Units

    Common Stock (11,628 underlying)
    11,628
  • Restricted Stock Units

    Common Stock (21,739 underlying)
    21,739
  • Restricted Stock Units

    Common Stock (7,192 underlying)
    7,192
  • Warrant (Right to Buy)

    (indirect: Easton Hunt Capital Partners, L.P.)
    Exercise: $9.28From: 2008-09-12Exp: 2013-09-12Common Stock (107,833 underlying)
    107,833
  • Warrant (Right to Buy)

    (indirect: Easton Hunt Capital Partners, L.P.)
    Exercise: $8.83From: 2009-02-25Exp: 2014-02-24Common Stock (151,617 underlying)
    151,617
  • Warrant (Right to Buy)

    (indirect: Easton Capital Partners, LP)
    Exercise: $8.83From: 2009-02-25Exp: 2014-02-24Common Stock (151,617 underlying)
    151,617
Footnotes (5)
  • [F1]Mr. Friedman disclaims beneficial ownership of shares held by Easton Capital Partners, LP except to the extent of his pecuniary interest therein.
  • [F2]Fully exercisable.
  • [F3]Each restricted stock unit represents the right to receive a payment from CSI equal in value to the market price per share of CSI common stock on the date of payment and shall be payable in shares of the Company's Common Stock beginning six months following the termination of each director's board membership.
  • [F4]Each restricted stock unit represents the right to receive a payment from CSI equal in value to the market price per share of CSI common stock on the date of payment, and shall be payable in cash or shares of the Company's common stock beginning six months following the termination of each director's board membership; provided, however, that the restricted stock units vest in quarterly amounts of 2,730 on 9/30/2012, and 2,729 on 12/31/2012, 3/31/2013, and 6/30/2013.
  • [F5]Mr. Friedman disclaims beneficial ownership of warrants held by Easton Hunt Capital Partners, L.P. and Easton Capital Partners, LP except to the extent of his pecuniary interest therein.

Issuer

Cardiovascular Systems Inc

CIK 0001180145

Entity typeother

Related Parties

1
  • filerCIK 0001067915

Filing Metadata

Form type
4
Filed
Sep 4, 8:00 PM ET
Accepted
Sep 5, 4:32 PM ET
Size
21.5 KB