Beynon Charles H. 4

4 · BROADWIND ENERGY, INC. · Filed May 6, 2013

Form 4

Period: 2013-05-02

Director

Transactions

Holdings

Stock Option (Right to Buy)
Exercise: $80.00Exp: 2017-10-24→ Common Stock (2,500 underlying)
2,500
Stock Option (Right to Buy)
Exercise: $94.00Exp: 2018-04-13→ Common Stock (1,000 underlying)
1,000
Phantom Stock
→ Common Stock (645 underlying)
645

Footnotes (7)

[F1]On 8/22/12, the Company completed a one-for-ten reverse stock split. All common stock amounts and exercise prices in the filing relating to securities acquired prior to 8/22/12 have been adjusted to reflect the one-for-ten reverse stock split.
[F2]Includes 7,760 shares of restricted stock units which vest on 5/2/14.
[F3]This option was previously reported as covering 25,000 shares at an exercise price of $8.00 but was adjusted to reflect the stock split that occurred on 8/22/12.
[F4]100% vested.
[F5]This option was previously reported as covering 10,000 shares at an exercise price of $9.40 but was adjusted to reflect the stock split that occurred on 8/22/12.
[F6]Each share of phantom stock is the economic equivalent of one share of Broadwind Energy common stock.
[F7]Phantom stock credited to participant's account in 2008 pursuant to and under the conditions of the Broadwind Energy, Inc. Deferred Compensation Plan. The value of the participant's account shall be paid to the participant in a single lump-sum payment, in cash, on the earliest of the participant's separation from service, death or change-in-control.

Documents

1 file