4//SEC Filing
BROADWIND ENERGY, INC. 4
Accession 0000914190-14-000062
$BWENCIK 0001120370operating
Filed
Feb 24, 7:00 PM ET
Accepted
Feb 25, 5:15 PM ET
Size
8.8 KB
Accession
0000914190-14-000062
Insider Transaction Report
Form 4
ROGOWSKI ROBERT R
Principal Accounting Officer
Transactions
- Tax Payment
Common Stock
2014-02-21$8.60/sh−1,181$10,157→ 24,770 total
Holdings
- 5,647
Stock Option (Right to Buy)
Exercise: $3.39Exp: 2022-05-04→ Common Stock (5,647 underlying) - 3,863(indirect: By 401(k))
Common Stock
- 1,750
Stock Option (Right to Buy)
Exercise: $15.00Exp: 2021-05-05→ Common Stock (1,750 underlying)
Footnotes (4)
- [F1]Includes (i) 875 shares of restricted stock units that vest 437 shares on 5/4/14 and 438 shares on 5/5/15; (ii) 4,236 shares of restricted stock units that vest in 1,412 share increments on each of 5/4/14, 5/4/15 and 5/4/16; and (iii) 6,271 shares of restricted stock units that vest 3,135 shares on 2/21/15 and 3,136 shares on 2/21/16.
- [F2]Reflects the current number of shares held in Reporting Person's 401(k) plan based on a plan statement dated February 24, 2014.
- [F3]437 shares vest on each of 5/5/12 and 5/5/14 and 438 shares vest on each of 5/5/13 and 5/5/15.
- [F4]1,411 shares vest on 5/4/13 and 1,412 shares vest on each of 5/4/14, 5/4/15 and 5/4/16.
Documents
Issuer
BROADWIND ENERGY, INC.
CIK 0001120370
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001120370
Filing Metadata
- Form type
- 4
- Filed
- Feb 24, 7:00 PM ET
- Accepted
- Feb 25, 5:15 PM ET
- Size
- 8.8 KB