4//SEC Filing
BROADWIND ENERGY, INC. 4
Accession 0000914190-14-000088
$BWENCIK 0001120370operating
Filed
Mar 2, 7:00 PM ET
Accepted
Mar 3, 4:16 PM ET
Size
8.8 KB
Accession
0000914190-14-000088
Insider Transaction Report
Form 4
Duprey Peter C.
DirectorPresident and CEO
Transactions
- Award
Common Stock
2014-02-20+35,890→ 267,901 total
Holdings
- 6,678(indirect: By 401(k))
Common Stock
- 22,000
Stock Option (Right to Buy)
Exercise: $17.70Exp: 2020-11-15→ Common Stock (22,000 underlying) - 58,083
Stock Option (Right to Buy)
Exercise: $3.40Exp: 2022-05-04→ Common Stock (58,083 underlying)
Footnotes (4)
- [F1]Includes (i) 4,500 restricted stock units that vest on 11/15/14; (ii) 43,563 restricted stock units that vest in 14,521 share increments on each of 5/4/14, 5/4/15 and 5/4/16; (iii) 65,000 restricted stock units that vest in 32,500 share increments on each of 2/21/15 and 2/21/16; and (iv) 35,890 restricted stock units that vest 11,963 shares on each of 2/20/15 and 2/20/16 and 11,964 shares on 2/20/17.
- [F2]Reported amount reflects current ownership as of the date of this filing.
- [F3]5,500 shares vest on each of 11/15/11, 11/15/12, 11/15/13 and 11/15/14.
- [F4]14,520 shares vest on 5/4/13 and 14,521 shares vest on each of 5/4/14, 5/4/15 and 5/4/16.
Documents
Issuer
BROADWIND ENERGY, INC.
CIK 0001120370
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001120370
Filing Metadata
- Form type
- 4
- Filed
- Mar 2, 7:00 PM ET
- Accepted
- Mar 3, 4:16 PM ET
- Size
- 8.8 KB