Home/Filings/5/0000914190-15-000085
5//SEC Filing

Arno Therapeutics, Inc 5

Accession 0000914190-15-000085

CIK 0001195116operating

Filed

Feb 16, 7:00 PM ET

Accepted

Feb 17, 4:29 PM ET

Size

14.1 KB

Accession

0000914190-15-000085

Insider Transaction Report

Form 5
Period: 2014-12-31
Transactions
  • Disposition to Issuer

    2013 Series E Warrants (right to buy)

    2014-10-28687,5000 total(indirect: By LLC)
    Exercise: $2.40From: 2013-10-29Exp: 2014-12-31Common Stock (687,500 underlying)
  • Disposition to Issuer

    2012 Series B Warrants (right to buy)

    2014-10-28520,8330 total(indirect: By LLC)
    Exercise: $2.40From: 2013-10-29Exp: 2014-10-31Common Stock (520,833 underlying)
  • Award

    2012 Series B Warrants (right to buy)

    2014-10-28+520,833520,833 total(indirect: By LLC)
    Exercise: $2.40From: 2013-10-29Exp: 2015-01-31Common Stock (520,833 underlying)
  • Award

    2013 Series E Warrants (right to buy)

    2014-10-28+687,500687,500 total(indirect: By LLC)
    Exercise: $2.40From: 2013-10-29Exp: 2015-01-31Common Stock (687,500 underlying)
Holdings
  • Common Stock

    (indirect: By LLC)
    1,596,272
Footnotes (2)
  • [F1]The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
  • [F2]The reported transaction resulted from the Issuer's unilateral extension of the expiration date of the outstanding warrant from 10/31/14 to 1/31/15. Such extension resulted in the deemed cancellation of the "originally" issued old warrant and the issuance of a replacement warrant. The Series E warrant was originally granted on 10/29/13.

Issuer

Arno Therapeutics, Inc

CIK 0001195116

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001195116

Filing Metadata

Form type
5
Filed
Feb 16, 7:00 PM ET
Accepted
Feb 17, 4:29 PM ET
Size
14.1 KB