BROADWIND ENERGY, INC. 4
4 · BROADWIND ENERGY, INC. · Filed Feb 23, 2015
Insider Transaction Report
Form 4
ROGOWSKI ROBERT R
Principal Accounting Officer
Transactions
- Award
Common Stock
2015-02-19+5,281→ 28,930 total
Holdings
- 3,863(indirect: By 401(k))
Common Stock
- 1,750
Stock Option (Right to Buy)
Exercise: $15.00Exp: 2021-05-05→ Common Stock (1,750 underlying) - 5,647
Stock Option (Right to Buy)
Exercise: $3.39Exp: 2022-05-04→ Common Stock (5,647 underlying)
Footnotes (3)
- [F1]Includes (i) 438 restricted stock units that vest on 5/5/15; (ii) 2,824 restricted stock units that vest in 1,412 share increments on each of 5/4/15 and 5/4/16; (iii) 3,462 restricted stock units that vest in 1,154 share increments on each of 2/20/15, 2/20/16 and 2/20/17; (iv) 6,271 restricted stock units that vest in increments of 3,135 shares on 2/21/15 and 3,136 shares on 2/21/16; and (v) 5,281 restricted stock units that vest in increments of 1,761 shares on 2/19/16 and 1,760 shares on each of 2/19/17 and 2/19/18.
- [F2]437 shares vest on each of 5/5/12 and 5/5/14 and 438 shares vest on each of 5/5/13 and 5/5/15.
- [F3]1,411 shares vest on 5/4/13 and 1,412 shares vest on each of 5/4/14, 5/4/15 and 5/4/16.