BROADWIND ENERGY, INC. 4
4 · BROADWIND ENERGY, INC. · Filed Feb 23, 2015
Insider Transaction Report
Form 4
Duprey Peter C.
DirectorPresident and CEO
Transactions
- Award
Common Stock
2015-02-19+56,651→ 329,855 total
Holdings
- 5,520(indirect: By 401(k))
Common Stock
- 58,083
Stock Option (Right to Buy)
Exercise: $3.40Exp: 2022-05-04→ Common Stock (58,083 underlying) - 22,000
Stock Option (Right to Buy)
Exercise: $17.70Exp: 2020-11-15→ Common Stock (22,000 underlying)
Footnotes (3)
- [F1]Includes (i) 29,042 restricted stock units that vest in 14,521 share increments on each of 5/4/15 and 5/14/16; (ii) 65,000 restricted stock units that vest in 32,500 share increments on each of 2/21/15 and 2/21/16; (iii) 35,890 restricted stock units that vest in increments of 11,963 shares on each of 2/20/15 and 2/20/16 and 11,964 shares on 2/20/17; and (iv) 56,651 restricted stock units that vest in increments of 18,884 shares on each of 2/19/16 and 2/19/18 and 18,883 shares on 2/19/17."
- [F2]5,500 shares vest on each of 11/15/11, 11/15/12, 11/15/13 and 11/15/14.
- [F3]14,520 shares vest on 5/4/13 and 14,521 shares vest on each of 5/4/14, 5/4/15 and 5/4/16.