4//SEC Filing
BROADWIND ENERGY, INC. 4
Accession 0000914190-15-000107
$BWENCIK 0001120370operating
Filed
Feb 23, 7:00 PM ET
Accepted
Feb 24, 5:17 PM ET
Size
10.6 KB
Accession
0000914190-15-000107
Insider Transaction Report
Form 4
ROGOWSKI ROBERT R
Principal Accounting Officer
Transactions
- Tax Payment
Common Stock
2015-02-20$5.09/sh−421$2,143→ 28,509 total - Tax Payment
Common Stock
2015-02-23$5.01/sh−1,142$5,721→ 27,367 total
Holdings
- 3,863(indirect: By 401(k))
Common Stock
- 1,750
Stock Option (Right to Buy)
Exercise: $15.00Exp: 2021-05-05→ Common Stock (1,750 underlying) - 5,647
Stock Option (Right to Buy)
Exercise: $3.39Exp: 2022-05-04→ Common Stock (5,647 underlying)
Footnotes (4)
- [F1]The reporting person has elected to satisfy his tax withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.
- [F2]Includes (i) 438 restricted stock units that vest on 5/5/15; (ii) 2,824 restricted stock units that vest in 1,412 share increments on each of 5/4/15 and 5/4/16; (iii) 2,308 restricted stock units that vest in 1,154 share increments on each of 2/20/16 and 2/20/17; (iv) 3,136 restricted stock units that vest on 2/21/16; and (v) 5,281 restricted stock units that vest in increments of 1,761 shares on 2/19/16 and 1,760 shares on each of 2/19/17 and 2/19/18.
- [F3]437 shares vest on each of 5/5/12 and 5/5/14 and 438 shares vest on each of 5/5/13 and 5/5/15.
- [F4]1,411 shares vest on 5/4/13 and 1,412 shares vest on each of 5/4/14, 5/4/15 and 5/4/16.
Documents
Issuer
BROADWIND ENERGY, INC.
CIK 0001120370
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001120370
Filing Metadata
- Form type
- 4
- Filed
- Feb 23, 7:00 PM ET
- Accepted
- Feb 24, 5:17 PM ET
- Size
- 10.6 KB