BROADWIND ENERGY, INC. 4
4 · BROADWIND ENERGY, INC. · Filed Feb 24, 2015
Insider Transaction Report
Form 4
Duprey Peter C.
DirectorPresident and CEO
Transactions
- Tax Payment
Common Stock
2015-02-20$5.09/sh−3,721$18,940→ 326,134 total - Tax Payment
Common Stock
2015-02-23$5.01/sh−10,442$52,314→ 315,692 total
Holdings
- 22,000
Stock Option (Right to Buy)
Exercise: $17.70Exp: 2020-11-15→ Common Stock (22,000 underlying) - 58,083
Stock Option (Right to Buy)
Exercise: $3.40Exp: 2022-05-04→ Common Stock (58,083 underlying) - 5,520(indirect: By 401(k))
Common Stock
Footnotes (4)
- [F1]The reporting person has elected to satisfy his tax withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.
- [F2]Includes (i) 29,042 restricted stock units that vest in 14,521 share increments on each of 5/4/15 and 5/14/16; (ii) 32,500 restricted stock units that vest on 2/21/16; (iii) 23,927 restricted stock units that vest 11,963 shares on 2/20/16 and 11,964 shares on 2/20/17; and (iv) 56,651 restricted stock units that vest in increments of 18,884 shares on each of 2/19/16 and 2/19/18 and 18,883 shares on 2/19/17.
- [F3]5,500 shares vest on each of 11/15/11, 11/15/12, 11/15/13 and 11/15/14.
- [F4]14,520 shares vest on 5/4/13 and 14,521 shares vest on each of 5/4/14, 5/4/15 and 5/4/16.