BROADWIND ENERGY, INC. 4
4 · BROADWIND ENERGY, INC. · Filed Apr 27, 2015
Insider Transaction Report
Form 4
Beynon Charles H.
Director
Transactions
- Award
Common Stock
2015-04-23+7,760→ 35,627 total - Tax Payment
Common Stock
2015-04-24$4.38/sh−904$3,960→ 34,723 total
Holdings
- 2,500
Stock Option (Right to Buy)
Exercise: $80.00Exp: 2017-10-24→ Common Stock (2,500 underlying) - 1,000
Stock Option (Right to Buy)
Exercise: $94.00Exp: 2018-04-13→ Common Stock (1,000 underlying) - 645
Phantom Stock
→ Common Stock (645 underlying)
Footnotes (5)
- [F1]Includes 7,760 shares of restricted stock units which vest on 4/23/2016.
- [F2]The reporting person has elected to satisfy his tax withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.
- [F3]100% vested.
- [F4]Each share of phantom stock is the economic equivalent of one share of Broadwind Energy common stock.
- [F5]Phantom stock credited to participant's account in 2008 pursuant to and under the conditions of the Broadwind Energy, Inc. Deferred Compensation Plan. The value of the participant's account shall be paid to the participant in a single lump-sum payment, in cash, on the earliest of the participant's separation from service, death or change-in-control.