BROADWIND ENERGY, INC. 4
4 · BROADWIND ENERGY, INC. · Filed Apr 27, 2015
Insider Transaction Report
Form 4
FOX TERENCE P
Director
Transactions
- Award
Common Stock
2015-04-23+7,760→ 276,375 total
Holdings
- 200,000(indirect: By Trust)
Common Stock
- 519
Phantom Stock
→ Common Stock (519 underlying)
Footnotes (3)
- [F1]Includes 7,760 shares of restricted stock units which vest on 4/23/16.
- [F2]Each share of phantom stock is the economic equivalent of one share of Broadwind Energy common stock.
- [F3]Phantom stock credited to participant's account in 2008 pursuant to and under the conditions of the Broadwind Energy, Inc. Deferred Compensation Plan. The value of the participant's account shall be paid to the participant in a single lump-sum payment, in cash, on the earliest of the participant's separation from service, death or change-in-control.