4//SEC Filing
BROADWIND ENERGY, INC. 4
Accession 0000914190-15-000207
$BWENCIK 0001120370operating
Filed
May 5, 8:00 PM ET
Accepted
May 6, 5:27 PM ET
Size
10.5 KB
Accession
0000914190-15-000207
Insider Transaction Report
Form 4
Duprey Peter C.
DirectorPresident and CEO
Transactions
- Tax Payment
Common Stock
2015-05-04$3.98/sh−4,517$17,978→ 311,175 total - Purchase
Common Stock
2015-05-06$3.90/sh+10,000$39,000→ 321,175 total
Holdings
- 58,083
Stock Option (Right to Buy)
Exercise: $3.40Exp: 2022-05-04→ Common Stock (58,083 underlying) - 5,520(indirect: By 401(k))
Common Stock
- 22,000
Stock Option (Right to Buy)
Exercise: $17.70Exp: 2020-11-15→ Common Stock (22,000 underlying)
Footnotes (4)
- [F1]The reporting person has elected to satisfy his tax withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.
- [F2]Includes (i) 14,521 restricted stock units that vest on 5/14/16; (ii) 32,500 restricted stock units that vest on 2/21/16; (iii) 23,927 restricted stock units that vest 11,963 shares on 2/20/16 and 11,964 shares on 2/20/17; and (iv) 56,651 restricted stock units that vest in increments of 18,884 shares on each of 2/19/16 and 2/19/18 and 18,883 shares on 2/19/17.
- [F3]5,500 shares vested on each of 11/15/11, 11/15/12, 11/15/13 and 11/15/14.
- [F4]14,520 shares vested on 5/4/13, 14,521 shares vested on each of 5/4/14 and 5/4/15, and 14,521 shares vest on 5/4/16.
Documents
Issuer
BROADWIND ENERGY, INC.
CIK 0001120370
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001120370
Filing Metadata
- Form type
- 4
- Filed
- May 5, 8:00 PM ET
- Accepted
- May 6, 5:27 PM ET
- Size
- 10.5 KB