NEPHROS INC 4
4 · NEPHROS INC · Filed May 14, 2015
Insider Transaction Report
Form 4
NEPHROS INCNEPH
PERSEN MALCOLM C
Director
Transactions
- Purchase
Common Stock
2015-05-12+31,160→ 31,160 total(indirect: By Spouse) - Purchase
Warrants (right to buy)
2015-05-12+15,580→ 15,580 total(indirect: By Spouse)Exercise: $0.85From: 2015-05-12Exp: 2020-05-18→ Common Stock (15,580 underlying)
Holdings
- 56,981
Stock Option (Right to Buy)
Exercise: $0.79Exp: 2025-05-07→ Common Stock (56,981 underlying)
Footnotes (2)
- [F1]The reported securities have a purchase price of $0.67 per share of Common Stock. In addition, the reporting person received a Warrant to purchase a number of shares of Common Stock equal to 50% of the number of shares of Common Stock otherwise purchased. The reporting person purchased 31,160 shares of Common Stock and was issued related Warrants to acquire up to 50% of the number of shares of Common Stock (i.e., 15,580 Warrants).
- [F2]On May 7, 2015, the Company granted to Mr. Persen an option to purchase 56,981 shares of common stock of the Company, of which one-third vested immediately upon the grant date, one-third will vest on the first anniversary of the grant date, and the remaining one-third will vest on the second anniversary of the grant date.