Home/Filings/4/0000914190-15-000480
4//SEC Filing

Arno Therapeutics, Inc 4

Accession 0000914190-15-000480

CIK 0001195116operating

Filed

Nov 5, 7:00 PM ET

Accepted

Nov 6, 2:27 PM ET

Size

14.9 KB

Accession

0000914190-15-000480

Insider Transaction Report

Form 4
Period: 2015-11-04
Transactions
  • Award

    Stock Option (right to buy)

    2015-11-04+48,39948,399 total
    Exercise: $0.36Exp: 2025-11-04Common Stock (48,399 underlying)
Holdings
  • Stock Option (right to buy)

    Exercise: $2.40Exp: 2023-11-04Common Stock (205,344 underlying)
    205,344
  • Stock Option (right to buy)

    Exercise: $0.85Exp: 2024-11-04Common Stock (136,784 underlying)
    136,784
  • 2013 Series D Warrants (right to buy)

    (indirect: By LLC)
    Exercise: $4.00From: 2013-10-29Exp: 2018-10-29Common Stock (687,500 underlying)
    687,500
  • Common Stock

    (indirect: By LLC)
    1,596,272
  • Stock Option (right to buy)

    Exercise: $8.00Exp: 2020-11-05Common Stock (3,750 underlying)
    3,750
  • Stock Option (right to buy)

    Exercise: $2.90Exp: 2024-01-24Common Stock (34,224 underlying)
    34,224
  • 2012 Series A Warrants (right to buy)

    (indirect: By LLC)
    Exercise: $2.40From: 2013-10-29Exp: 2017-11-26Common Stock (868,055 underlying)
    868,055
Footnotes (6)
  • [F1]The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
  • [F2]Currently exerciseable.
  • [F3]Vests in equal 36-monthly installments commencing 12/4/13.
  • [F4]Vests in equal 12-monthly installments commencing 2/24/14.
  • [F5]Vests in equal 36-monthly installments commencing 12/4/14.
  • [F6]Vests in equal 36-monthly installments commencing 12/4/15.

Issuer

Arno Therapeutics, Inc

CIK 0001195116

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001195116

Filing Metadata

Form type
4
Filed
Nov 5, 7:00 PM ET
Accepted
Nov 6, 2:27 PM ET
Size
14.9 KB