4//SEC Filing
PERSEN MALCOLM C 4
Accession 0000914190-17-000393
CIK 0001196298other
Filed
Dec 21, 7:00 PM ET
Accepted
Dec 22, 11:34 AM ET
Size
12.3 KB
Accession
0000914190-17-000393
Insider Transaction Report
Form 4
NEPHROS INCNEPH
PERSEN MALCOLM C
Director
Transactions
- Award
Stock Option (Right to Buy)
2017-12-20+40,284→ 40,284 totalExercise: $0.50Exp: 2027-12-20→ Common Stock (40,284 underlying) - Award
Common Stock
2017-12-20+113,636→ 265,241 total
Holdings
- 56,981
Stock Option (Right to Buy)
Exercise: $0.79Exp: 2025-05-07→ Common Stock (56,981 underlying) - 31,160(indirect: By Spouse)
Common Stock
- 15,580(indirect: By Spouse)
Warrants (right to buy)
Exercise: $0.85From: 2015-05-12Exp: 2020-05-18→ Common Stock (15,580 underlying) - 33,880
Stock Option (Right to Buy)
Exercise: $0.40Exp: 2026-08-24→ Common Stock (33,880 underlying)
Footnotes (4)
- [F1]On December 20, 2017, the Company granted 113,636 shares of restricted stock of the Company (the "Restricted Stock") in lieu of cash fees payable to Mr. Persen in respect of his services as a member of the Board of Directors of the Company. The Restricted Stock was granted under the Company's 2015 Equity Incentive Plan (the "2015 Plan"). The Restricted Stock vests 6 months following the grant date.
- [F2]Fully exercisable.
- [F3]The option vests as to 11,294 shares on 8/24/16 and as to 11,293 shares on each of 8/24/17 and 8/24/18.
- [F4]On December 20, 2017, the Company granted an option to purchase 40,284 shares of common stock of the Company (the "Option") in respect of the service by Mr. Persen as a member of the Board of Directors of the Company. The Option was granted under the 2015 Plan. The Option vests as to 13,428 shares on each of 12/20/17, 12/20/18 and 12/20/19.
Documents
Issuer
NEPHROS INC
CIK 0001196298
Entity typeother
Related Parties
1- filerCIK 0001287975
Filing Metadata
- Form type
- 4
- Filed
- Dec 21, 7:00 PM ET
- Accepted
- Dec 22, 11:34 AM ET
- Size
- 12.3 KB