4//SEC Filing
FAZZOLARI SALVATORE D 4
Accession 0000914190-18-000088
CIK 0001503985other
Filed
Feb 25, 7:00 PM ET
Accepted
Feb 26, 7:29 PM ET
Size
20.9 KB
Accession
0000914190-18-000088
Insider Transaction Report
Form 4
ORANGEHOOK, INC.ORHK
FAZZOLARI SALVATORE D
Director
Transactions
- Other
Common Stock
2017-12-31+6,517→ 125,442 total - Purchase
Series OH-2 Convertible Preferred Stock
2017-07-17+100→ 100 total→ Common Stock (14,300 underlying) - Purchase
Common Stock Warrants (right to buy)
2017-07-17+7,150→ 7,150 totalExercise: $7.00Exp: 2024-07-17→ Common Stock (7,150 underlying) - Other
10% Convertible Promissory Note
2017-12-31Exercise: $7.00→ Common Stock - Other
Common Stock Warrants (right to buy)
2017-12-31+12,512.5→ 12,512.5 totalExercise: $7.00Exp: 2024-12-31→ Common Stock (12,512.5 underlying) - Other
Series OH-2 Convertible Preferred Stock
2017-12-31+175→ 175 total→ Common Stock (25,025 underlying)
Holdings
- 25,000
Common Stock Warrants (right to buy)
Exercise: $10.00Exp: 2021-09-08→ Common Stock (25,000 underlying) - 7,150
Common Stock Warrants (right to buy)
Exercise: $7.00Exp: 2021-12-02→ Common Stock (7,150 underlying) - 100
Series OH-2 Convertible Preferred Stock
→ Common Stock (14,300 underlying)
Footnotes (5)
- [F1]Pursuant to a Conversion Agreement, dated as of February 16, 2018, the Company issued shares of Common Stock in lieu of the payment of $32,580.84 of cash dividends accrued on shares of Series OH-2 Convertible Preferred Stock, at a conversion rate of one share of Common Stock per $5.00 of accrued dividends. The conversion was dated effective as of 12-31-17.
- [F2]Each share of Series OH-2 Convertible Preferred Stock is convertible at any time at the election of the holder into 143 shares of Company common stock and does not have an expiration date.
- [F3]Fully exercisable.
- [F4]Note amount does not reflect accrued interest. Principal and interest are convertible at any time at the election of the holder, and the note is due on demand.
- [F5]Pursuant to a Conversion Agreement, dated as of February 16, 2018, the Company issued Units, consisting of Series OH-2 Preferred Stock and Warrants, upon the conversion of outstanding debt, with a conversion price of one Unit per $1,000 of converted debt. The conversion was dated effective as of 12-31-17.
Documents
Issuer
ORANGEHOOK, INC.
CIK 0001503985
Entity typeother
Related Parties
1- filerCIK 0001201346
Filing Metadata
- Form type
- 4
- Filed
- Feb 25, 7:00 PM ET
- Accepted
- Feb 26, 7:29 PM ET
- Size
- 20.9 KB