Batchelor David W. 4
4 · ORANGEHOOK, INC. · Filed Mar 6, 2018
Insider Transaction Report
Form 4
ORANGEHOOK, INC.ORHK
Batchelor David W.
DirectorChief Relations Officer10% Owner
Transactions
- Conversion
Common Stock
2016-12-27+676,865→ 676,865 total - Conversion
Series OH-1 Convertible Preferred Stock
2016-12-27−31,756.74→ 0 total→ Common Stock (676,865 underlying)
Holdings
- 228,413
Stock Option (right to buy)
Exercise: $3.18Exp: 2023-05-21→ Common Stock (228,413 underlying)
Footnotes (5)
- [F1]Represents the conversion of 31,756.74 shares of Series OH-1 Convertible Preferred Stock into common stock.
- [F2]On 12-1-16, OrangeHook, Inc., a Florida corporation formerly named Nuvel Holdings, Inc. (the "Company"), acquired OrangeHook, Inc., a Minnesota corporation, under an Agreement and Plan of Merger (the "Transaction"). On 12-27-2016, the Company amended its articles of incorporation to, among other administrative revisions, effect a one-for-1,200,000 reverse stock split of the Company's common stock (the "Reverse Stock Split"). The Reverse Stock Split did not affect the par value of the Company's common stock or the number of shares of capital stock authorized for issuance.
- [F3]Upon completion of the Reverse Stock Split, all securities convertible or exercisable into shares of Series OH-1 Convertible Preferred Stock were converted into shares or other securities convertible or exercisable into common stock (the "Conversion").
- [F4]This option was previously reported as covering 10,716.54 shares of Series OH-1 at an exercise price of $149.20 per share, but was adjusted to reflect the Conversion.
- [F5]Fully exercisable.