Peyton Whitney E. 4
4 · ORANGEHOOK, INC. · Filed Apr 26, 2018
Insider Transaction Report
Form 4
ORANGEHOOK, INC.ORHK
Peyton Whitney E.
Director10% Owner
Transactions
- Exercise/Conversion
Common Stock Warrants (right to buy)
2018-04-24+10,000→ 0 totalExercise: $0.01Exp: 2018-05-04→ Common Stock (10,000 underlying) - Exercise/Conversion
Common Stock
2018-04-24$0.01/sh+10,000$100→ 536,202 total
Holdings
- 240,326(indirect: By TruSec ID, Inc.)
Common Stock
10% Convertible Promissory Note
Exercise: $7.00→ Common Stock- 390,247
Common Stock Warrants (right to buy)
Exercise: $7.00Exp: 2024-12-31→ Common Stock (390,247 underlying) - 12,500
Common Stock Warrants (right to buy)
Exercise: $7.00Exp: 2020-11-20→ Common Stock (12,500 underlying) - 5,958
Series OH-2 Convertible Preferred Stock
→ Common Stock (851,994 underlying) - 14,286
Common Stock Warrants (right to buy)
Exercise: $10.00Exp: 2021-05-04→ Common Stock (14,286 underlying) - 35,750
Common Stock Warrants (right to buy)
Exercise: $7.00Exp: 2021-12-02→ Common Stock (35,750 underlying)
Footnotes (4)
- [F1]Mr. Peyton is the sole director of TruSec ID, Inc. and disclaims beneficial ownership of the shares held by TruSec ID, Inc. except to the extent of his pecuniary interest therein.
- [F2]Each share of Series OH-2 Convertible Preferred Stock is convertible at any time at the election of the holder into 143 shares of OrangeHook common stock and does not have an expiration date. This amount reflects the cumulative number of shares of Series OH-2 Convertible Preferred Stock Reporting Person holds, all previously reported.
- [F3]Fully exercisable.
- [F4]Note amount does not reflect accrued interest. Principal and interest are convertible at any time at the election of the holder, and the note is due on demand.