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4//SEC Filing

Peyton Whitney E. 4

Accession 0000914190-18-000238

CIK 0001503985other
View on SEC.govCompany Profile

Filed

May 24, 8:00 PM ET

Accepted

May 25, 5:39 PM ET

Size

18.1 KB

Accession

0000914190-18-000238

Insider Transaction Report

Form 4
Period: 2018-05-23
ORANGEHOOK, INC.ORHK
Peyton Whitney E.
Director10% Owner
Transactions
  • Award

    Common Stock Warrants (right to buy)

    2018-05-23+150,000→ 150,000 total
    Exercise: $3.28Exp: 2025-05-23→ Common Stock (150,000 underlying)
  • Award

    Stock Option (right to buy)

    2018-05-23+25,000→ 25,000 total
    Exercise: $3.28Exp: 2028-05-23→ Common Stock (25,000 underlying)
Holdings

  • Common Stock Warrants (right to buy)

    Exercise: $7.00Exp: 2024-12-31→ Common Stock (390,247 underlying)
    390,247

  • Common Stock Warrants (right to buy)

    Exercise: $10.00Exp: 2021-05-04→ Common Stock (14,286 underlying)
    14,286

  • Common Stock Warrants (right to buy)

    Exercise: $7.00Exp: 2021-12-02→ Common Stock (35,750 underlying)
    35,750

  • Series OH-2 Convertible Preferred Stock

    → Common Stock (851,994 underlying)
    5,958

  • Common Stock Warrants (right to buy)

    Exercise: $7.00Exp: 2020-11-20→ Common Stock (12,500 underlying)
    12,500

  • 10% Convertible Promissory Note

    Exercise: $7.00→ Common Stock

  • Common Stock

    536,202

  • Common Stock

    (indirect: By TruSec ID, Inc.)
    240,326
Footnotes (5)
  • [F1]Mr. Peyton is the sole director of TruSec ID, Inc. and disclaims beneficial ownership of the shares held by TruSec ID, Inc. except to the extent of his pecuniary interest therein.
  • [F2]The exercise price is an average of the bid and ask as prescribed by the OrangeHook 2016 Equity Incentive Plan.
  • [F3]Fully exercisable.
  • [F4]Each share of Series OH-2 Convertible Preferred Stock is convertible at any time at the election of the holder into 143 shares of OrangeHook common stock and does not have an expiration date. This amount reflects the cumulative number of shares of Series OH-2 Convertible Preferred Stock Reporting Person holds, all previously reported.
  • [F5]Note amount does not reflect accrued interest. Principal and interest are convertible at any time at the election of the holder, and the note is due on demand.

Documents

1 file

Issuer

ORANGEHOOK, INC.

CIK 0001503985

→
Entity typeother

Related Parties

1
  • filerCIK 0001683874

Filing Metadata

Form type
4
Filed
May 24, 8:00 PM ET
Accepted
May 25, 5:39 PM ET
Size
18.1 KB
View on SEC.gov