MILLER DONALD 4

4 · ORANGEHOOK, INC. · Filed May 25, 2018

Form 4

Period: 2018-05-23

Director10% Owner

Transactions

Gift
Common Stock Warrants (right to buy)
2018-04-11−117,975→ 0 total
Exercise: $7.00Exp: 2024-12-31→ Common Stock (117,975 underlying)
Award
Stock Option (right to buy)
2018-05-23+25,000→ 25,000 total
Exercise: $3.28Exp: 2028-05-23→ Common Stock (25,000 underlying)
Award
Common Stock Warrants (right to buy)
2018-05-23+100,000→ 100,000 total
Exercise: $3.28Exp: 2025-05-23→ Common Stock (100,000 underlying)

Holdings

Common Stock
243,384
Common Stock Warrants (right to buy)
Exercise: $7.00Exp: 2023-06-29→ Common Stock (5,000 underlying)
5,000
Common Stock Warrants (right to buy)
Exercise: $7.00Exp: 2023-10-25→ Common Stock (73,073 underlying)
73,073
Common Stock
(indirect: By adult household member)
682
Common Stock Warrants (right to buy)
Exercise: $7.00Exp: 2021-09-09→ Common Stock (17,875 underlying)
17,875
Common Stock Warrants (right to buy)
Exercise: $7.00Exp: 2022-04-01→ Common Stock (7,150 underlying)
7,150
Series OH-2 Convertible Preferred Stock
→ Common Stock (446,446 underlying)
3,122
Common Stock Warrants (right to buy)
(indirect: By adult household member)
Exercise: $7.00Exp: 2021-12-11→ Common Stock (715 underlying)
715
Common Stock Warrants (right to buy)
Exercise: $7.00Exp: 2022-01-05→ Common Stock (7,150 underlying)
7,150
Common Stock Warrants (right to buy)
Exercise: $7.00Exp: 2023-01-25→ Common Stock (50,000 underlying)
50,000
Common Stock Warrants (right to buy)
(indirect: By adult household member)
Exercise: $7.00Exp: 2023-01-29→ Common Stock (50,000 underlying)
50,000
Series OH-2 Convertible Preferred Stock
(indirect: By adult household member)
→ Common Stock (1,430 underlying)
10

Footnotes (3)

[F1]The exercise price is an average of the bid and ask as prescribed by the OrangeHook 2016 Equity Incentive Plan.
[F2]Fully exercisable.
[F3]Each share of Series OH-2 Convertible Preferred Stock is convertible at any time at the election of the holder into 143 shares of OrangeHook common stock and does not have an expiration date. This amount reflects the cumulative number of shares of Series OH-2 Convertible Preferred Stock Reporting Person holds, all previously reported.

Documents

1 file