4//SEC Filing
PERSEN MALCOLM C 4
Accession 0000914190-18-000584
CIK 0001196298other
Filed
Dec 20, 7:00 PM ET
Accepted
Dec 21, 4:54 PM ET
Size
12.5 KB
Accession
0000914190-18-000584
Insider Transaction Report
Form 4
NEPHROS INCNEPH
PERSEN MALCOLM C
Director
Transactions
- Award
Stock Option (Right to Buy)
2018-12-19+46,457→ 46,457 totalExercise: $0.65Exp: 2028-12-19→ Common Stock (46,457 underlying)
Holdings
- 336,750
Common Stock
- 31,160(indirect: By Spouse)
Common Stock
- 33,880
Stock Option (Right to Buy)
Exercise: $0.40Exp: 2026-08-24→ Common Stock (33,880 underlying) - 40,284
Stock Option (Right to Buy)
Exercise: $0.50Exp: 2027-12-20→ Common Stock (40,284 underlying) - 15,580(indirect: By Spouse)
Warrants (right to buy)
Exercise: $0.85From: 2015-05-12Exp: 2020-05-18→ Common Stock (15,580 underlying) - 56,981
Stock Option (Right to Buy)
Exercise: $0.79Exp: 2025-05-07→ Common Stock (56,981 underlying)
Footnotes (4)
- [F1]Includes 71,509 shares of restricted stock that vest on 6/14/19.
- [F2]Fully exercisable.
- [F3]The option vests as to 13,428 shares on each of 12/20/17, 12/20/18 and 12/20/19.
- [F4]On December 19, 2018, the Company granted an option to purchase 46,457 shares of common stock of the Company (the "Option") in respect of the service by Mr. Persen as a member of the Board of Directors of the Company. The Option was granted under the 2015 Plan. The Option vests as to 15,486 shares on each of 12/19/18 and 12/19/19, and as to 15,485 shares on 12/19/20.
Documents
Issuer
NEPHROS INC
CIK 0001196298
Entity typeother
Related Parties
1- filerCIK 0001287975
Filing Metadata
- Form type
- 4
- Filed
- Dec 20, 7:00 PM ET
- Accepted
- Dec 21, 4:54 PM ET
- Size
- 12.5 KB