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4//SEC Filing

PERSEN MALCOLM C 4

Accession 0000914190-19-000505

CIK 0001196298other
View on SEC.govCompany Profile

Filed

Dec 17, 7:00 PM ET

Accepted

Dec 18, 5:12 PM ET

Size

15.3 KB

Accession

0000914190-19-000505

Insider Transaction Report

Form 4
Period: 2019-12-16
NEPHROS INCNEPH
PERSEN MALCOLM C
Director
Transactions
  • Award

    Common Stock

    2019-12-16+5,437→ 42,853 total
  • Award

    Stock Option (Right to Buy)

    2019-12-16+5,568→ 5,568 total
    Exercise: $8.57Exp: 2029-12-16→ Common Stock (5,568 underlying)
Holdings

  • Warrants (right to buy)

    (indirect: By Spouse)
    Exercise: $7.65From: 2015-05-12Exp: 2020-05-18→ Common Stock (1,732 underlying)
    1,732

  • Stock Option (Right to Buy)

    Exercise: $4.50Exp: 2027-12-20→ Common Stock (4,476 underlying)
    4,476

  • Stock Option (Right to Buy)

    Exercise: $7.11Exp: 2025-05-07→ Common Stock (6,332 underlying)
    6,332

  • Stock Option (Right to Buy)

    Exercise: $3.60Exp: 2026-08-24→ Common Stock (3,765 underlying)
    3,765

  • Stock Option (Right to Buy)

    Exercise: $5.85Exp: 2028-12-19→ Common Stock (5,162 underlying)
    5,162

  • Common Stock

    (indirect: By Spouse)
    3,462
Footnotes (5)
  • [F1]On December 16, 2019, the Company granted 5,437 shares of restricted stock of the Company (the "Restricted Stock") in lieu of cash fees payable to Mr. Persen in respect of his services as a member of the Board of Directors of the Company. The Restricted Stock was granted under the Company's 2015 Equity Incentive Plan (the "2015 Plan"). The Restricted Stock vests 6 months following the grant date.
  • [F2]Fully exercisable.
  • [F3]The option vests as to 13,428 shares on each of 12/20/17, 12/20/18 and 12/20/19.
  • [F4]The option vests as to 15,486 shares on each of 12/19/18 and 12/19/19, and as to 15,485 shares on 12/19/20.
  • [F5]On December 16, 2019, the Company granted an option to purchase 5,568 shares of common stock of the Company (the "Option") in respect of the service by Mr. Persen as a member of the Board of Directors of the Company. The Option was granted under the 2015 Plan. The Option vests as to 1,856 shares on each of 12/16/19, 12/16/20 and 12/16/21.

Documents

1 file

Issuer

NEPHROS INC

CIK 0001196298

→
Entity typeother

Related Parties

1
  • filerCIK 0001287975

Filing Metadata

Form type
4
Filed
Dec 17, 7:00 PM ET
Accepted
Dec 18, 5:12 PM ET
Size
15.3 KB
View on SEC.gov