4//SEC Filing
PERSEN MALCOLM C 4
Accession 0000914190-20-000169
CIK 0001196298other
Filed
May 12, 8:00 PM ET
Accepted
May 13, 4:56 PM ET
Size
14.3 KB
Accession
0000914190-20-000169
Insider Transaction Report
Form 4
NEPHROS INCNEPH
PERSEN MALCOLM C
Director
Transactions
- Exercise of In-Money
Common Stock
2020-05-11$7.65/sh+1,732$13,250→ 5,194 total(indirect: By Spouse) - Exercise of In-Money
Warrants (right to buy)
2020-05-11−1,732→ 0 total(indirect: By Spouse)Exercise: $7.65From: 2015-05-12Exp: 2020-05-18→ Common Stock (1,732 underlying)
Holdings
- 42,853
Common Stock
- 6,332
Stock Option (Right to Buy)
Exercise: $7.11Exp: 2025-05-07→ Common Stock (6,332 underlying) - 3,765
Stock Option (Right to Buy)
Exercise: $3.60Exp: 2026-08-24→ Common Stock (3,765 underlying) - 4,476
Stock Option (Right to Buy)
Exercise: $4.50Exp: 2027-12-20→ Common Stock (4,476 underlying) - 5,162
Stock Option (Right to Buy)
Exercise: $5.85Exp: 2028-12-19→ Common Stock (5,162 underlying) - 5,568
Stock Option (Right to Buy)
Exercise: $8.57Exp: 2029-12-16→ Common Stock (5,568 underlying)
Footnotes (4)
- [F1]5,437 shares of restricted stock vest on June 16, 2020.
- [F2]Fully exercisable.
- [F3]The option vests as to 15,486 shares on each of 12/19/18 and 12/19/19, and as to 15,485 shares on 12/19/20.
- [F4]The option vests as to 1,856 shares on each of 12/16/19, 12/16/20 and 12/16/21.
Documents
Issuer
NEPHROS INC
CIK 0001196298
Entity typeother
Related Parties
1- filerCIK 0001287975
Filing Metadata
- Form type
- 4
- Filed
- May 12, 8:00 PM ET
- Accepted
- May 13, 4:56 PM ET
- Size
- 14.3 KB