4//SEC Filing
PERSEN MALCOLM C 4
Accession 0000914190-21-000008
CIK 0001196298other
Filed
Jan 7, 7:00 PM ET
Accepted
Jan 8, 5:31 PM ET
Size
13.9 KB
Accession
0000914190-21-000008
Insider Transaction Report
Form 4
NEPHROS INCNEPH
PERSEN MALCOLM C
Director
Transactions
- Award
Common Stock
2021-01-06+5,921→ 48,774 total - Award
Stock Option (Right to Buy)
2021-01-06+6,850→ 6,850 totalExercise: $8.06Exp: 2031-01-06→ Common Stock (6,850 underlying)
Holdings
- 4,476
Stock Option (Right to Buy)
Exercise: $4.50Exp: 2027-12-20→ Common Stock (4,476 underlying) - 5,568
Stock Option (Right to Buy)
Exercise: $8.57Exp: 2029-12-16→ Common Stock (5,568 underlying) - 5,162
Stock Option (Right to Buy)
Exercise: $5.85Exp: 2028-12-19→ Common Stock (5,162 underlying) - 3,765
Stock Option (Right to Buy)
Exercise: $3.60Exp: 2026-08-24→ Common Stock (3,765 underlying) - 5,194(indirect: By Spouse)
Common Stock
- 6,332
Stock Option (Right to Buy)
Exercise: $7.11Exp: 2025-05-07→ Common Stock (6,332 underlying)
Footnotes (4)
- [F1]Represents shares of restricted stock granted to the reporting person in lieu of cash fees payable to the reporting person for his service on the Company's Board of Directors. These shares of restricted stock vest 6 months following the grant date.
- [F2]Fully exercisable.
- [F3]This option vests as to 1,856 shares on each of 12/16/19, 12/16/20 and 12/16/21.
- [F4]Represents options granted to the reporting person for his service on the Company's Board of Directors. This option vests as to 2,284 shares on 1/6/21 and as to 2,283 shares on each of 1/6/22 and 1/6/23.
Documents
Issuer
NEPHROS INC
CIK 0001196298
Entity typeother
Related Parties
1- filerCIK 0001287975
Filing Metadata
- Form type
- 4
- Filed
- Jan 7, 7:00 PM ET
- Accepted
- Jan 8, 5:31 PM ET
- Size
- 13.9 KB