4//SEC Filing
Wheeler Ronald Scott 4
Accession 0000914190-21-000351
CIK 0000728447other
Filed
Sep 2, 8:00 PM ET
Accepted
Sep 3, 4:53 PM ET
Size
21.2 KB
Accession
0000914190-21-000351
Insider Transaction Report
Form 4
Wheeler Ronald Scott
Director
Transactions
- Other
Common Stock
2020-03-24$2.50/sh−60,000$150,000→ 10,000 total - Award
Stock Option (right to buy)
2020-05-07+20,000→ 20,000 totalExercise: $2.50Exp: 2030-05-07→ Common Stock (20,000 underlying) - Other
Convertible Promissory Note
2021-03-30Exercise: $2.50From: 2019-07-20Exp: 2020-07-31→ Common Stock - Award
Common Stock
2019-02-07+10,000→ 10,000 total - Purchase
Common Stock
2020-02-27$2.50/sh+60,000$150,000→ 70,000 total - Other
Series B Preferred Stock
2020-03-24+50,000→ 50,000 totalExercise: $3.00→ Common Stock (50,000 underlying) - Award
Common Stock Warrant (right to buy)
2021-02-01+750,000→ 750,000 totalExercise: $1.50Exp: 2031-02-01→ Common Stock (750,000 underlying) - Other
Common Stock Warrant (right to buy)
2021-03-30+41,703→ 41,703 totalExercise: $0.01Exp: 2028-07-20→ Common Stock (41,703 underlying)
Holdings
- 100,000
Stock Option (right to buy)
Exercise: $2.50Exp: 2028-08-13→ Common Stock (100,000 underlying) - 40,000
Common Stock Warrant (right to buy)
Exercise: $2.50Exp: 2028-07-20→ Common Stock (40,000 underlying)
Footnotes (6)
- [F1]Represents stock received at the election of the Reporting Person, in lieu of cash payment, as a retainer for service as a director of the Company.
- [F2]On March 24, 2020, the Company entered into a stock redemption agreement with the Reporting Person pursuant to which the Company redeemed 60,000 shares of its common stock, par value $0.0001 per share, held by Reporting Person and agreed to issue 50,000 shares of its Series B Preferred Stock, par value $0.0001 per share to Reporting Person, in exchange therefor.
- [F3]Fully exercisable.
- [F4]Note amount does not reflect accrued interest and is convertible into shares of common stock at $2.50 per share.
- [F5]Each share of Series B Preferred Stock is convertible at any time at the election of the Reporting Person into an equal number of shares of common stock and does not have an expiration date.
- [F6]The Reporting Person exchanged the $100,000 secured convertible promissory note for $16,689 in cash and a warrant to purchase 41,703 shares of common stock.
Documents
Issuer
EVO Transportation & Energy Services, Inc.
CIK 0000728447
Entity typeother
Related Parties
1- filerCIK 0001699501
Filing Metadata
- Form type
- 4
- Filed
- Sep 2, 8:00 PM ET
- Accepted
- Sep 3, 4:53 PM ET
- Size
- 21.2 KB