ROI Acquisition Corp. II 4
4 · ROI Acquisition Corp. II · Filed Mar 9, 2015
Insider Transaction Report
Form 4
Hall George E.
DirectorChief Investment Officer10% Owner
Transactions
- Sale
Common Stock
2015-03-06$0.01/sh−695,312$4,867→ 2,085,938 total(indirect: See Footnote)
Footnotes (2)
- [F1]Up to 585,938 shares will be subject to forfeiture unless (i) the last sales price of the Issuer's common stock equals or exceeds $13.00 per share (as adjusted for share splits, share dividends, reorganizations, recapitalizations and the like) for any 20 trading days within at least one 30-trading day period within 5 years following the closing of the Issuer's initial business combination or (ii) the Issuer completes a liquidation, merger, stock exchange or other similar transaction that results in all of its stockholders having the right to exchange their shares of common stock for consideration in cash, securities or other property which equals or exceeds $13.00 per share (as adjusted for stock splits, stock dividends, reorganizations, recapitalizations and the like).
- [F2]By GEH Capital, Inc., an entity wholly owned by George E. Hall.