AKORN INC 4
4 · AKORN INC · Filed Dec 21, 2015
Insider Transaction Report
Form 4
AKORN INCAKRX
KAPOOR JOHN N
Director10% Owner
Transactions
- Gift
Common Stock
2015-12-11−15,050,000→ 4,907,524 total(indirect: By Trust) - Gift
Common Stock
2015-12-11+15,050,000→ 15,050,000 total(indirect: Indirect Managing General Partner)
Holdings
- 2,970,644(indirect: Indirect Managing General Partner)
Common Stock
- 4,427,462(indirect: By Trust)
Common Stock
- 3,590,445(indirect: Indirect Managing General Partner)
Common Stock
- 500,730
Common Stock
Footnotes (6)
- [F1]Shares held by the John N. Kapoor Trust dated September 20, 1989, of which Dr. Kapoor is sole trustee and beneficiary.
- [F2]Shares held by Akorn Holdings, LP, a Delaware limited partnership, of which Dr. Kapoor is the indirect managing general partner. Dr. Kapoor disclaims beneficial ownership of such shares except to the extent of his actual pecuniary interest therein.
- [F3]Shares held by EJ Financial / Akorn Management L.P., a Delaware limited partnership, of which Dr. Kapoor is the indirect managing general partner. Dr. Kapoor disclaims beneficial ownership of such shares except to the extent of his actual pecuniary interest therein.
- [F4]Shares held by EJ Funds LP, a Delaware limited partnership, of which Dr. Kapoor is the indirect managing general partner. Dr. Kapoor disclaims beneficial ownership of such shares except to the extent of his actual pecuniary interest therein.
- [F5]Adjusted to reflect additional shares held through several trusts, the trustee of which is employed by a company controlled by Dr. Kapoor and the beneficiaries of which include Dr. Kapoor's children and various other family members (69,838 shares), reduced by shares previously reported as indirectly held in which Dr. Kapoor does not have a pecuniary interest (125,000 shares).
- [F6]Shares held through several trusts, the trustee of which is employed by a company controlled by Dr. Kapoor and the beneficiaries of which include Dr. Kapoor's children and various other family members. Dr. Kapoor disclaims beneficial ownership of such shares except to the extent of his actual pecuniary interest therein.