4//SEC Filing
Del Taco Restaurants, Inc. 4
Accession 0000914760-16-000457
CIK 0001585583operating
Filed
Aug 9, 8:00 PM ET
Accepted
Aug 10, 9:01 PM ET
Size
8.2 KB
Accession
0000914760-16-000457
Insider Transaction Report
Form 4
LEVY LAWRENCE F
DirectorChairman and CEO10% Owner
Transactions
- Award
Common Stock
2016-08-08+184,870→ 2,501,329 total(indirect: See Footnote) - Disposition to Issuer
Private Placement Warrants
2016-08-08−665,000→ 1,104,652 total(indirect: See Footnote)Exercise: $11.50→ Common Stock (665,000 underlying)
Holdings
- 10,616
Common Stock
Footnotes (2)
- [F1]The Reporting Person exchanged 665,000 warrants to purchase Common Stock for 184,870 shares of Common Stock in an exchange offer conducted by the Issuer. The Reporting Person disclaims beneficial ownership of the securities listed as indirectly owned by the Reporting Person except to the extent of his pecuniary interest therein. The transactions reported in this Form 4 are exempt under Rule 16b-3.
- [F2]The warrants became exercisable on July 30, 2015 and will expire on June 30, 2020 or earlier upon certain events.
Documents
Issuer
Del Taco Restaurants, Inc.
CIK 0001585583
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001585583
Filing Metadata
- Form type
- 4
- Filed
- Aug 9, 8:00 PM ET
- Accepted
- Aug 10, 9:01 PM ET
- Size
- 8.2 KB