COHEN HARRY D 4
4 · ClearBridge MLP & Midstream Fund Inc. · Filed Dec 2, 2019
Insider Transaction Report
Form 4
COHEN HARRY D
Other
Transactions
- Sale
Common Stock
2019-11-21$9.91/sh−7,234.17$71,719→ 7,215.11 total(indirect: By Children)
Footnotes (1)
- [F1]Includes shares acquired pursuant to the Fund's Dividend Reinvestment Plan. These shares of Common Stock are held by an account for the benefit of Mr. Cohen's children and grandchildren. Pursuant to Rule 16a-1(a)(4) under the Exchange Act, the Reporting Person states that this filing shall not be an admission that the Reporting Person is the beneficial owner of any of the securities reported herein, and the Reporting Person disclaims beneficial ownership of such securities except to the extent of the Reporting Person's pecuniary interest therein.