CRONIN DANIEL P 4
4 · LMP CAPITAL & INCOME FUND INC. · Filed Mar 17, 2020
Insider Transaction Report
Form 4
CRONIN DANIEL P
Director
Transactions
- Purchase
Common Stock
2020-03-13$9.03/sh+3,000$27,076→ 9,425.022 total
Footnotes (2)
- [F1]The transaction reported herein may be deemed to be matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, against the disposition of the Fund's common stock previously reported by the Reporting Person on January 23, 2020. The Fund discovered the potential matchable transactions and has requested that the Reporting Person agree to disgorge any profits deemed realized from such transactions. The Reporting Person has agreed to voluntarily disgorge any profits deemed realized from such transactions to the Fund.
- [F2]The price reported in column 4 is a weighted average. These shares were purchased in multiple transactions between $8.93 and $9.04. Mr. Cronin undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request full information regarding the number of shares purchased at each separate price within the range set forth above.