Eades Chris 4

4 · ClearBridge Energy Midstream Opportunity Fund Inc. · Filed Nov 20, 2020

Insider Transaction Report

Form 4
Period: 2020-11-16
Transactions
  • Purchase

    Common Stock

    2020-11-16$11.79/sh+8,700$102,53514,610.072 total
Holdings
  • Common Stock

    (indirect: By Spouse)
    405.039
Footnotes (3)
  • [F1]The price reported in column 4 is a weighted average. These shares were purchased in multiple transactions at prices ranging from $11.73 to $11.79 inclusive. Mr. Eades undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request full information regarding the number of shares purchased at each separate price within the range set forth above.
  • [F2]On July 28, 2020, the Fund executed a 1-for-5 reverse stock split. As a result of the reverse stock splits, every five outstanding shares of common stock of the Fund was automatically converted into one share of common stock.
  • [F3]Includes shares acquired through the Fund's Dividend Reinvestment Plan.

Documents

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