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|4Sep 23, 5:04 PM ET

CANFIELD TOM L JR 4

4 · DUCKWALL ALCO STORES INC · Filed Sep 23, 2009

Insider Transaction Report

Form 4
Period: 2009-09-16
DUCKWALL ALCO STORES INCDUCK
CANFIELD TOM L JR
SVP - Logistics/Administration
Transactions
  • Award

    Stock option (right to buy 09/16/2009)

    2009-09-16+10,000→ 35,000 total
    Exercise: $17.89From: 2010-09-16Exp: 2014-09-16→ Common stock (10,000 underlying)
Holdings

  • Stock option (right to buy 06/05/2006)

    Exercise: $30.77From: 2007-06-05Exp: 2011-06-05→ Common stock (10,000 underlying)
    10,000

  • Stock option (right to buy 05/14/2008)

    Exercise: $15.61From: 2009-05-14Exp: 2013-05-14→ Common stock (10,000 underlying)
    25,000

  • Common stock

    (indirect: See footnote)
    9,255

  • Stock option (right to buy 12/04/2006)

    Exercise: $39.00From: 2007-12-04Exp: 2011-12-04→ Common stock (5,000 underlying)
    15,000
Footnotes (5)
  • [F1]Held with spouse in joint tenancy with right of survivorship.
  • [F2]The option becomes exercisable in four equal installments on June 5, 2007, 2008, 2009 and 2010.
  • [F3]The option becomes exercisable in four equal installments on December 4, 2007, 2008, 2009 and 2010.
  • [F4]The option becomes exercisable in four equal installments on May 14, 2009, 2010, 2011 and 2012.
  • [F5]The option becomes exercisable in four equal installments on September 16, 2010, 2011, 2012 and 2013.

Documents

1 file
  • 4
    primary_doc.xmlPrimary

    PRIMARY DOCUMENT