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CANFIELD TOM L JR 4

Accession 0000916002-12-000021

CIK 0000030302other

View on SEC.gov Company Profile

Filed

May 3, 8:00 PM ET

Accepted

May 4, 1:20 PM ET

Size

9.0 KB

Accession

0000916002-12-000021

Insider Transaction Report

Form 4

Period: 2012-04-30

DUCKWALL ALCO STORES INCDUCK

CANFIELD TOM L JR

SVP - Logistics/Administration

Transactions

Award
Stock option (right to buy 04/30/2012)
2012-04-30+7,500→ 27,500 total
Exercise: $9.82From: 2013-04-30Exp: 2017-04-30→ Common stock (7,500 underlying)

Holdings

Stock option (right to buy 05/14/2008)
Exercise: $15.61From: 2009-05-14Exp: 2013-05-14→ Common stock (10,000 underlying)
10,000
Common stock
(indirect: See footnote (1))
9,255
Stock option (right to buy 09/16/2009)
Exercise: $17.89From: 2010-09-16Exp: 2014-09-16→ Common stock (10,000 underlying)
20,000

Footnotes (4)

[F1]Held with spouse in joint tenancy with right of survivorship.
[F2]The option becomes exercisable in four equal installments on May 14, 2009, 2010, 2011, and 2012.
[F3]The option becomes exercisable in four equal installments on September 16, 2010, 2011, 2012, and 2013.
[F4]The option becomes exercisable in four equal installments on April 30, 2013, 2014, 2015, and 2016.

Documents

1 file

4
primary_doc.xmlPrimary
PRIMARY DOCUMENT

Issuer

DUCKWALL ALCO STORES INC

CIK 0000030302

Entity typeother

Related Parties

1

filerCIK 0001258716

Filing Metadata

Form type: 4
Filed: May 3, 8:00 PM ET
Accepted: May 4, 1:20 PM ET
Size: 9.0 KB

View on SEC.gov