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CANFIELD TOM L JR 4

4 · DUCKWALL ALCO STORES INC · Filed May 4, 2012

Insider Transaction Report

Form 4
Period: 2012-04-30
DUCKWALL ALCO STORES INCDUCK
CANFIELD TOM L JR
SVP - Logistics/Administration
Transactions
  • Award

    Stock option (right to buy 04/30/2012)

    2012-04-30+7,500→ 27,500 total
    Exercise: $9.82From: 2013-04-30Exp: 2017-04-30→ Common stock (7,500 underlying)
Holdings

  • Stock option (right to buy 05/14/2008)

    Exercise: $15.61From: 2009-05-14Exp: 2013-05-14→ Common stock (10,000 underlying)
    10,000

  • Common stock

    (indirect: See footnote (1))
    9,255

  • Stock option (right to buy 09/16/2009)

    Exercise: $17.89From: 2010-09-16Exp: 2014-09-16→ Common stock (10,000 underlying)
    20,000
Footnotes (4)
  • [F1]Held with spouse in joint tenancy with right of survivorship.
  • [F2]The option becomes exercisable in four equal installments on May 14, 2009, 2010, 2011, and 2012.
  • [F3]The option becomes exercisable in four equal installments on September 16, 2010, 2011, 2012, and 2013.
  • [F4]The option becomes exercisable in four equal installments on April 30, 2013, 2014, 2015, and 2016.

Documents

1 file
  • 4
    primary_doc.xmlPrimary

    PRIMARY DOCUMENT