CANFIELD TOM L JR 4
4 · ALCO STORES INC · Filed Jul 16, 2012
Insider Transaction Report
Form 4
ALCO STORES INCALCS
CANFIELD TOM L JR
SVP - Logistics/Administration
Transactions
- Award
Stock option (right to buy 07/06/2012)
2012-07-06+5,250→ 32,750 totalExercise: $9.43From: 2013-07-06Exp: 2022-07-06→ Common stock (5,250 underlying) - Award
Stock option (performance based 07/06/2012)
2012-07-06+12,250→ 45,000 totalExercise: $9.43Exp: 2022-07-06→ Common stock (12,250 underlying)
Holdings
- 9,255(indirect: See footnote)
Common stock
- 20,000
Stock option (right to buy 09/16/2009)
Exercise: $17.89From: 2010-09-16Exp: 2014-09-16→ Common stock (10,000 underlying) - 10,000
Stock option (right to buy 05/14/2008)
Exercise: $15.61From: 2009-05-14Exp: 2013-05-14→ Common stock (10,000 underlying) - 27,500
Stock option (right to buy 04/30/2012)
Exercise: $9.82From: 2013-04-30Exp: 2017-04-30→ Common stock (7,500 underlying)
Footnotes (6)
- [F1]Held with spouse in joint tenancy with right of survivorship.
- [F2]The options become exercisable in four equal installments on May 14, 2009, 2010, 2011, and 2012.
- [F3]The options become exercisable in four equal installments on September 16, 2010, 2011, 2012, and 2013.
- [F4]The options become exercisable in four equal installments on April 30, 2013, 2014, 2015, and 2016.
- [F5]The options become exercisable in four equal installments on July 6, 2013, 2014, 2015, and 2016.
- [F6]The options will one-half vest when Alco Stores, Inc. reaches a target Return on Equity of 5% as defined in the Company's Bonus Plan, and the remaining one-half will vest 12 months later if the optionee is still an employee of Alco Stores, Inc.