ALCO STORES INC|4Jul 16, 3:42 PM ET

Beaith Edmond C. 4

4 · ALCO STORES INC · Filed Jul 16, 2012

Form 4

Period: 2012-07-06

Sr. VP/CIO

Transactions

Award
Stock option (performance based 07/06/2012)
2012-07-06+12,250→ 40,000 total
Exercise: $9.43Exp: 2022-07-06→ Common stock (12,250 underlying)
Award
Stock option (right to buy 07/06/2012)
2012-07-06+5,250→ 27,750 total
Exercise: $9.43From: 2013-07-06Exp: 2022-07-06→ Common stock (5,250 underlying)

Holdings

Stock option (right to buy 03/13/2009)
Exercise: $9.25From: 2010-03-13Exp: 2014-03-13→ Common stock (5,000 underlying)
15,000
Stock option (right to buy 04/30/2012)
Exercise: $9.82From: 2013-04-30Exp: 2017-04-30→ Common stock (7,500 underlying)
22,500
Stock option (right to buy 08/25/2008)
Exercise: $14.08From: 2009-08-25Exp: 2013-08-25→ Common stock (10,000 underlying)
10,000

Footnotes (6)

[F1]The option becomes exercisable in four equal installments on August 25, 2009, 2010, 2011, and 2012.
[F2]Mr. Beaith was not an Executive Officer when the August 25, 2008 stock option was granted therefore it was not reported at that time.
[F3]The options become exercisable in four equal installments on March 13, 2010, 2011, 2012, and 2013.
[F4]The options become exercisable in four equal installments on April 30, 2013, 2014, 2015, and 2016.
[F5]The options become exercisable in four equal installments on July 6, 2013, 2014, 2015, and 2016.
[F6]The options will one-half vest when Alco Stores, Inc. reaches a target Return on Equity of 5% as defined in the Company's Bonus Plan; and the remaining one-half will vest 12 months later if the optionee is still an employee of Alco Stores, Inc.

Documents

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