Home/Filings/4/0000916002-12-000047
4//SEC Filing

Beaith Edmond C. 4

Accession 0000916002-12-000047

CIK 0000030302other

Filed

Jul 15, 8:00 PM ET

Accepted

Jul 16, 3:42 PM ET

Size

12.3 KB

Accession

0000916002-12-000047

Insider Transaction Report

Form 4
Period: 2012-07-06
Beaith Ted
Sr. VP/CIO
Transactions
  • Award

    Stock option (performance based 07/06/2012)

    2012-07-06+12,25040,000 total
    Exercise: $9.43Exp: 2022-07-06Common stock (12,250 underlying)
  • Award

    Stock option (right to buy 07/06/2012)

    2012-07-06+5,25027,750 total
    Exercise: $9.43From: 2013-07-06Exp: 2022-07-06Common stock (5,250 underlying)
Holdings
  • Stock option (right to buy 03/13/2009)

    Exercise: $9.25From: 2010-03-13Exp: 2014-03-13Common stock (5,000 underlying)
    15,000
  • Stock option (right to buy 04/30/2012)

    Exercise: $9.82From: 2013-04-30Exp: 2017-04-30Common stock (7,500 underlying)
    22,500
  • Stock option (right to buy 08/25/2008)

    Exercise: $14.08From: 2009-08-25Exp: 2013-08-25Common stock (10,000 underlying)
    10,000
Footnotes (6)
  • [F1]The option becomes exercisable in four equal installments on August 25, 2009, 2010, 2011, and 2012.
  • [F2]Mr. Beaith was not an Executive Officer when the August 25, 2008 stock option was granted therefore it was not reported at that time.
  • [F3]The options become exercisable in four equal installments on March 13, 2010, 2011, 2012, and 2013.
  • [F4]The options become exercisable in four equal installments on April 30, 2013, 2014, 2015, and 2016.
  • [F5]The options become exercisable in four equal installments on July 6, 2013, 2014, 2015, and 2016.
  • [F6]The options will one-half vest when Alco Stores, Inc. reaches a target Return on Equity of 5% as defined in the Company's Bonus Plan; and the remaining one-half will vest 12 months later if the optionee is still an employee of Alco Stores, Inc.

Issuer

ALCO STORES INC

CIK 0000030302

Entity typeother

Related Parties

1
  • filerCIK 0001459132

Filing Metadata

Form type
4
Filed
Jul 15, 8:00 PM ET
Accepted
Jul 16, 3:42 PM ET
Size
12.3 KB