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Home/Filings/4/0000916002-13-000034
4//SEC Filing

ALCO STORES INC 4

Accession 0000916002-13-000034

CIK 0000030302operating
View on SEC.govCompany Profile

Filed

Jun 3, 8:00 PM ET

Accepted

Jun 4, 3:15 PM ET

Size

15.8 KB

Accession

0000916002-13-000034

Insider Transaction Report

Form 4
Period: 2013-05-24
ALCO STORES INCALCS
CANFIELD TOM L JR
SVP - Logistics/Administration
Transactions
  • Award

    Stock option (right to buy 05/24/2013)

    2013-05-24+7,500→ 52,500 total
    Exercise: $9.31From: 2014-05-24Exp: 2023-05-24→ Common stock (7,500 underlying)
  • Award

    Restricted stock

    2013-05-24+2,500→ 55,000 total
    From: 2014-05-24→ Common stock (2,500 underlying)
Holdings

  • Stock option (right to buy 04/30/2012)

    Exercise: $9.82From: 2013-04-30Exp: 2017-04-30→ Common stock (7,500 underlying)
    27,500

  • Stock option (right to buy 05/14/2008)

    Exercise: $15.61From: 2009-05-14Exp: 2013-05-14→ Common stock (10,000 underlying)
    10,000

  • Stock option (performance based 07/06/2012)

    Exercise: $9.43Exp: 2022-07-06→ Common stock (12,250 underlying)
    45,000

  • Common stock

    (indirect: see footnote)
    9,255

  • Stock option (right to buy 09/16/2009)

    Exercise: $17.89From: 2010-09-16Exp: 2014-09-16→ Common stock (10,000 underlying)
    20,000

  • Stock option (right to buy 07/06/2012)

    Exercise: $9.43From: 2013-07-06Exp: 2022-07-06→ Common stock (5,250 underlying)
    32,750
Footnotes (9)
  • [F1]Held with spouse in joint tenancy with right of survivorship.
  • [F2]The options become exercisable in four equal installments on May 14, 2009, 2010, 2011, and 2012.
  • [F3]The options become exercisable in four equal installments on September 16, 2010, 2011, 2012, and 2013.
  • [F4]The options become exercisable in four equal installments on April 30, 2013, 2014, 2015, and 2016.
  • [F5]The options become exercisable in four equal installments on July 6, 2013, 2014, 2015, and 2016.
  • [F6]The options will one-half vest when Alco Stores, Inc. reaches a target Return on Equity of 5% as defined in the Company's Bonus Plan, and the remaining one-half will vest 12 months later if the optionee is still an employee of Alco Stores, Inc.
  • [F7]The options become exercisable in four equal installments on May 24, 2014, 2015, 2016, and 2017.
  • [F8]The restricted stock vests in four equal installments on May 24, 2014, 2015, 2016, and 2017. Shares of restricted stock convert to shares of the Company's common stock upon vesting.
  • [F9]The restricted stock does not have an expiration date.

Documents

1 file

Issuer

ALCO STORES INC

CIK 0000030302

→
Entity typeoperating
IncorporatedKS

Related Parties

1
  • filerCIK 0000030302

Filing Metadata

Form type
4
Filed
Jun 3, 8:00 PM ET
Accepted
Jun 4, 3:15 PM ET
Size
15.8 KB
View on SEC.gov