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ALCO STORES INC 4

Accession 0000916002-13-000036

CIK 0000030302operating
View on SEC.govCompany Profile

Filed

Jun 3, 8:00 PM ET

Accepted

Jun 4, 4:32 PM ET

Size

12.3 KB

Accession

0000916002-13-000036

Insider Transaction Report

Form 4
Period: 2013-05-24
ALCO STORES INCALCS
Streit Brent Alan
SVP Marketing & Ecommerce
Transactions
  • Award

    Stock option (right to buy 05/24/2013)

    2013-05-24+7,500→ 30,000 total
    Exercise: $9.31From: 2014-05-24Exp: 2023-05-24→ Common stock (7,500 underlying)
  • Award

    Restricted stock

    2013-05-24+2,500→ 32,500 total
    From: 2014-05-24→ Common stock (2,500 underlying)
Holdings

  • Stock option (right to buy 07/06/2012)

    Exercise: $9.43From: 2013-07-06Exp: 2022-07-06→ Common stock (4,500 underlying)
    12,000

  • Stock option (performance based 07/06/2012)

    Exercise: $9.43Exp: 2022-07-06→ Common stock (10,500 underlying)
    22,500

  • Stock option (right to buy 04/30/2012)

    Exercise: $9.82From: 2013-04-30Exp: 2017-04-30→ Common stock (7,500 underlying)
    7,500
Footnotes (7)
  • [F1]The options become exercisable in four equal installments on April 30, 2013, 2014, 2015, and 2016.
  • [F2]Mr. Streit was not an Executive Officer when the April 30, 2012 stock option was granted therefore it was not reported at that time.
  • [F3]The options become exercisable in four equal installments on July 6, 2013, 2014, 2015, and 2016.
  • [F4]The options will one-half vest when Alco Stores, Inc. reaches a target Return on Equity of 5% as defined in the Company's Bonus Plan; and the remaining one-half will vest 12 months later if the optionee is still an employee of Alco Stores, Inc.
  • [F5]The options vest in four equal installments on May 24, 2014, 2015, 2016, and 2017.
  • [F6]The restricted stock vests in four equal installments on May 24, 2014, 2015, 2016, and 2017. Shares of restricted stock convert to shares of the Company's common stock upon vesting.
  • [F7]The restricted stock does not have an expiration date.

Documents

1 file

Issuer

ALCO STORES INC

CIK 0000030302

→
Entity typeoperating
IncorporatedKS

Related Parties

1
  • filerCIK 0000030302

Filing Metadata

Form type
4
Filed
Jun 3, 8:00 PM ET
Accepted
Jun 4, 4:32 PM ET
Size
12.3 KB
View on SEC.gov