Earnings Feed
Start Free
Home/Filings/4/0000916457-18-000002
4//SEC Filing

MILLER W. THADDEUS 4

Accession 0000916457-18-000002

CIK 0000916457other
View on SEC.govCompany Profile

Filed

Jan 2, 7:00 PM ET

Accepted

Jan 3, 4:37 PM ET

Size

13.0 KB

Accession

0000916457-18-000002

Insider Transaction Report

Form 4
Period: 2017-12-31
CALPINE CORPCPN
MILLER W. THADDEUS
EVP & CHIEF LEGAL OFFICER
Transactions
  • Exercise/Conversion

    Common Stock, par value $0.001 per share

    2017-12-31+59,622→ 120,772 total
  • Tax Payment

    Common Stock, par value $0.001 per share

    2017-12-31$15.13/sh−22,905$346,553→ 97,867 total
  • Exercise/Conversion

    Restricted Stock Units

    2017-12-31−59,622→ 0 total
    Exercise: $0.00→ Common Stock, par value $0.001 per share (59,622 underlying)
Holdings

  • Common Stock, par value $0.001 per share

    (indirect: By Trust)
    40,462

  • Common Stock, par value $0.001 per share

    (indirect: By Trust)
    40,462

  • Common Stock, par value $0.001 per share

    (indirect: By December 2016 GRAT)
    157,381

  • Common Stock, par value $0.001 per share

    (indirect: By Trust)
    26,967

  • Common Stock, par value $0.001 per share

    (indirect: By August 2016 GRAT)
    11,676
Footnotes (5)
  • [F1]Represents the conversion upon vesting of restricted stock units ("RSUs") into common stock of Calpine Corporation (the "Company"). On May 10, 2017, the reporting person was granted 59,622 RSUs that were previously reported on Table II of a Form 4 filed with the Securities and Exchange Commission on May 10, 2017.
  • [F2]RSUs convert into common stock on a one-for-one basis.
  • [F3]Represents shares withheld by the Company at the reporting person's request, as permitted under the Company's 2017 Equity Incentive Plan (the "Equity Plan"), to satisfy the reporting person's tax withholding obligation in connection with the vesting on December 31, 2017 of certain shares of restricted stock units previously awarded to the reporting person. There was no open market sale of shares by the reporting person.
  • [F4]Closing market price of the Company common stock on Friday, December 29, 2017, representing the closing price per share on the day immediately preceding the Sunday, December 31, 2017 vesting date, on which the New York Stock Exchange was open for trading, as provided under the Equity Plan.
  • [F5]The award vested on December 31, 2017.

Documents

1 file

Issuer

CALPINE CORP

CIK 0000916457

→
Entity typeother

Related Parties

1
  • filerCIK 0001442784

Filing Metadata

Form type
4
Filed
Jan 2, 7:00 PM ET
Accepted
Jan 3, 4:37 PM ET
Size
13.0 KB
View on SEC.gov