4//SEC Filing
DONAHUE JOHN F 4
Accession 0000918971-09-000004
CIK 0001056288other
Filed
Nov 3, 7:00 PM ET
Accepted
Nov 4, 4:46 PM ET
Size
14.2 KB
Accession
0000918971-09-000004
Insider Transaction Report
Form 4
DONAHUE JOHN F
DirectorChairman
Transactions
- Gift
Class B Common Stock
2009-11-02−1,068→ 0 total(indirect: Held indirectly by AWOL, Inc.) - Other
Class B Common Stock
2009-11-02−553,474→ 0 total(indirect: Held indirectly by Bay Road Partners) - Other
Class B Common Stock
2009-11-02−0→ 0 total(indirect: Held indirectly by The Beechwood Company, L.P.)
Footnotes (4)
- [F1]On November 2, 2009, the reporting person and his wife gifted all of the voting shares of AWOL, Inc. to trusts established for the benefit of his children and their descendants. The reporting person retained all of the non-voting shares of AWOL, Inc. As a result of this transaction, the reporting person will no longer report shares of Federated Investors, Inc. Class B Common Stock held directly by AWOL, Inc.
- [F2]In addition to the holdings set forth in Table I: 191,797 shares are held directly; 523,000 shares are held indirectly by Richmond Farm, L.P.; 38,821 shares are held indirectly by Comax Land Company of Florida; 5,819 shares are held indirectly by John F. Donahue Revocable Trust; 5,819 shares are held indirectly by Rhodora J. Donahue Revocable Trust; and 618,880 shares are held indirectly by John F. Donahue Revocable Trust and Rhodora J. Donahue Revocable Trust.
- [F3]These securities are disposed as a result of the above described disposition of the voting shares of AWOL, Inc., the sole general partner of Bay Road Partners. Due to the disposition of the voting stock of the sole general partner of Bay Road Partners, the reporting person will no longer report the shares of Federated Investors, Inc. Class B Common Stock held by Bay Road Partners. In addition, although not required to be reported, the reporting person and his wife also disposed of limited partnership interests held through revocable trusts.
- [F4]Although not required to be reported, these securities are disposed as a result of the above described disposition of the voting shares of AWOL, Inc., a limited partner of the Beechwood Company, L.P. As reported in a filing made on December 5, 2005, the reporting person gifted all of the the voting shares of Beechmax, Inc., the general partner of the Beechwood Company, L.P. As the reporting person is therefore not required to report shares of Federated Investors, Inc. Class B Common Stock held by the Beechwood Company, L.P., this transaction is being reported on a voluntary basis. In addition, and also not required to be reported, the reporting person and his wife disposed of limited partnership interests in the Beechwood Company, L.P. held by a revocable trust and held by Oyster Bay Inc.
Documents
Issuer
FEDERATED INVESTORS INC /PA/
CIK 0001056288
Entity typeother
IncorporatedPA
Related Parties
1- filerCIK 0000918971
Filing Metadata
- Form type
- 4
- Filed
- Nov 3, 7:00 PM ET
- Accepted
- Nov 4, 4:46 PM ET
- Size
- 14.2 KB