4//SEC Filing
BRADY MARK E 4
Accession 0000919574-03-002409
CIK 0000854860other
Filed
Nov 18, 7:00 PM ET
Accepted
Nov 19, 9:57 PM ET
Size
14.7 KB
Accession
0000919574-03-002409
Insider Transaction Report
Form 4
BRADY MARK E
10% Owner
Transactions
- Sale
Common Stock
2003-11-18$0.62/sh−37,000$22,940→ 562,102 total(indirect: Footnote 2) - Purchase
Series A Warrants
1988-08-08+0→ 3,046,893 total(indirect: Footnote 2)Exercise: $3.13From: 1999-07-22Exp: 2004-07-22→ Common Stock (38,181 underlying) - Purchase
Series A-1 Con Pfd Stock
1988-08-08+0→ 3,046,893 total(indirect: Footnote 2)Exercise: $0.66From: 1998-04-17Exp: 1988-08-08→ Common Stock (2,121,212 underlying) - Sale
Common Stock
2003-11-17$0.63/sh−6,000$3,780→ 562,102 total(indirect: Footnote 2) - Purchase
Warrants
1988-08-08+0→ 3,046,893 total(indirect: Footnote 2)Exercise: $1.38From: 2001-03-01Exp: 2004-03-01→ Common Stock (862,500 underlying)
Footnotes (4)
- [F1]The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- [F2]General Partner or Principal of Investment Manager.
- [F3]There were no transactions in derivative securities since the last reported filing. These listed transactions represent current aggregate holdings. See also Footnote 1.
- [F4]There is no formal expiration date for these securities.
Documents
Issuer
WILLIAMS CONTROLS INC
CIK 0000854860
Entity typeother
Related Parties
1- filerCIK 0001024613
Filing Metadata
- Form type
- 4
- Filed
- Nov 18, 7:00 PM ET
- Accepted
- Nov 19, 9:57 PM ET
- Size
- 14.7 KB