4//SEC Filing
FALCONE PHILIP 4
Accession 0000919574-06-000092
CIK 0001297720other
Filed
Jan 9, 7:00 PM ET
Accepted
Jan 10, 4:47 PM ET
Size
11.4 KB
Accession
0000919574-06-000092
Insider Transaction Report
Form 4
HMC INVESTORS, L.L.C.
10% Owner
Transactions
- Purchase
Common Stock
2006-01-06$39.71/sh+18,640$740,194→ 90,435 total(indirect: By LLC)
Holdings
- 2,321,210(indirect: By Harbert Distressed Investment Master Fund Ltd.)
Common Stock
Footnotes (2)
- [F1]These securities may be deemed to be beneficially owned by HMC Investors, L.L.C., the managing member of Harbert Distressed Investment Master Fund, Ltd.'s investment manager ("HMC Investors"), Philip Falcone, a member of HMC Management and the portfolio manager of Harbert Distressed Investment Master Fund, Ltd., Raymond J. Harbert, a member of HMC Investors, and Michael D. Luce, a member of HMC Investors. Each such Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- [F2]These securities may be deemed to be beneficially owned by HMC Investors, Philip Falcone, who is the portfolio manager of Alpha US Sub Fund VI, LLC, Raymond J. Harbert and Michael D. Luce. Each such Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Documents
Issuer
James River Coal CO
CIK 0001297720
Entity typeother
Related Parties
1- filerCIK 0001233569
Filing Metadata
- Form type
- 4
- Filed
- Jan 9, 7:00 PM ET
- Accepted
- Jan 10, 4:47 PM ET
- Size
- 11.4 KB