Home/Filings/4/0000919574-06-001994
4//SEC Filing

FRENKEL LEONID 4

Accession 0000919574-06-001994

CIK 0001084103other

Filed

May 2, 8:00 PM ET

Accepted

May 3, 6:27 PM ET

Size

18.4 KB

Accession

0000919574-06-001994

Insider Transaction Report

Form 4
Period: 2006-03-09
Transactions
  • Sale

    Common Stock

    2006-03-09$0.39/sh7,500$2,8950 total
  • Sale

    Common Stock

    2006-04-10$0.28/sh7,500$2,0700 total
  • Sale

    Common Stock

    2006-04-10$0.28/sh9,500$2,6220 total
Holdings
  • Common Stock

    57,738
  • Common Stock

    (indirect: Footnote 4)
    465,438
  • Common Stock

    (indirect: Footnote 2 and 3)
    523,176
  • Common Stock

    179,071
  • Common Stock

    (indirect: Footnote 6)
    304,749
  • Common Stock

    304,749
  • Common Stock

    38,970
  • Common Stock

    121,719
Transactions
  • Sale

    Common Stock

    2006-04-10$0.28/sh7,500$2,0700 total
  • Sale

    Common Stock

    2006-03-09$0.39/sh7,500$2,8950 total
  • Sale

    Common Stock

    2006-04-10$0.28/sh9,500$2,6220 total
Holdings
  • Common Stock

    304,749
  • Common Stock

    38,970
  • Common Stock

    179,071
  • Common Stock

    121,719
  • Common Stock

    (indirect: Footnote 6)
    304,749
  • Common Stock

    57,738
  • Common Stock

    (indirect: Footnote 2 and 3)
    523,176
  • Common Stock

    (indirect: Footnote 4)
    465,438
Footnotes (12)
  • [F1]These securities are directly owned by Leonid Frenkel ("Mr. Frenkel"), who is a Reporting Person.
  • [F10]These securities were directly owned, prior to their disposition, by Alla Frenkel as Custodian of Zoe Pasternack UGMA ("Zoe Pasternack UGMA"). Zoe Pasternack UGMA disclaims membership in a "group" for purposes of Rule 16a-1 (a)(1) of the Securities Exchange Act of 1934.
  • [F11]These securities were directly owned, prior to their disposition, by Alla Frenkel ("Alla Frenkel"). Alla Frenkel disclaims membership in a "group" for purposes of Rule 16a-1 (a)(1) of the Securities Exchange Act of 1934.
  • [F12]These securities were owned, prior to their disposition, by Alla Frenkel as Custodian of Max Pasternack UGMA ("Max Pasternack UGMA"). Max Pasternack UGMA disclaims membership in a "group" for purposes of Rule 16a-1 (a)(1) of the Securities Exchange Act of 1934.
  • [F2]Mr. Frenkel is the managing member of Triage Capital LF Group, LLC, a Delaware limited liability company ("TLF") that acts as the general partner to the general partner of Triage Capital Management L.P. ("TCML") and as investment adviser to OTA LLC ("OTA"), and as the general partner to Triage Advisors, L.P. ("TA") which serves as the investment manager of Triage Offshore Fund, Ltd. ("TOF"), all of which are private investment funds or accounts in whose accounts portions of the reported securities are held. Mr. Frenkel also acts as the general partner of Periscope Partners L.P. ("Periscope"), a private investment fund in whose account a portion of the reported securities are held. Mr. Frenkel, TLF, TCML, OTA, TA, TOF, together with Zoe Pasternack UGMA, Alla Frenkel and Max Pasternack UGA (all as defined herein) are the "Reporting Persons".
  • [F3]The Reporting Persons disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. This filing shall not be deemed an admission for Section 16 or otherwise, that the Reporting Persons are the beneficial owner of any of the securities covered by this filing. There is no agreement between the Reporting Persons and each of the Reporting Persons disclaims membership in a "group" for purposes of Rule 16a-1 (a)(1) of the Securities Exchange Act of 1934.
  • [F4]These securities are indirectly beneficially owned by TLF. TLF disclaims membership in a "group" for purposes of Rule 16a-1 (a)(1) of the Securities Exchange Act of 1934.
  • [F5]These securities are directly owned by TOF. TOF disclaims membership in a "group" for purposes of Rule 16a-1 (a)(1) of the Securities Exchange Act of 1934.
  • [F6]These securities are indirectly beneficially owned by TA. TA disclaims membership in a "group" for purposes of Rule 16a-1 (a)(1) of the Securities Exchange Act of 1934.
  • [F7]These securities are directly owned by TCML. TCML disclaims membership in a "group" for purposes of Rule 16a-1 (a)(1) of the Securities Exchange Act of 1934.
  • [F8]These securities are directly owned by OTA. OTA disclaims membership in a "group" for purposes of Rule 16a-1 (a)(1) of the Securities Exchange Act of 1934.
  • [F9]These securities are directly owned by Periscope. Periscope disclaims membership in a "group" for purposes of Rule 16a-1 (a)(1) of the Securities Exchange Act of 1934.

Documents

1 file

Issuer

NETWOLVES CORP

CIK 0001084103

Entity typeother

Related Parties

1
  • filerCIK 0001268200

Filing Metadata

Form type
4
Filed
May 2, 8:00 PM ET
Accepted
May 3, 6:27 PM ET
Size
18.4 KB