Home/Filings/4/0000919574-09-002657
4//SEC Filing

LESTER JAIME 4

Accession 0000919574-09-002657

CIK 0001399215other

Filed

Feb 12, 7:00 PM ET

Accepted

Feb 13, 2:44 PM ET

Size

53.6 KB

Accession

0000919574-09-002657

Insider Transaction Report

Form 4
Period: 2008-05-21
LESTER JAIME
10% Owner
Transactions
  • Other

    Series A Preferred Stock

    2008-05-21138.8890 total(indirect: Footnote)
    Exercise: $0.80Exp: 2008-05-21Common Stock (555,554 underlying)
  • Other

    Series B Preferred Stock

    2008-05-21+148.215148.215 total(indirect: Footnote)
    Exercise: $0.80From: 2008-05-21Exp: 2013-05-21Common Stock (1,668,212 underlying)
  • Sale

    Series B Preferred Stock

    2008-12-26148.2150 total(indirect: Footnote)
    Exercise: $0.80From: 2008-05-21Exp: 2013-05-21Common Stock (1,668,212 underlying)
  • Other

    Warrants

    2008-05-21277,7770 total(indirect: Footnote)
    Exercise: $3.00From: 2008-05-21Exp: 2013-05-21Common Stock (277,777 underlying)
  • Other

    Warrants

    2008-05-21+555,554555,554 total(indirect: Footnote)
    Exercise: $1.50From: 2008-05-21Exp: 2013-05-21Common Stock (555,554 underlying)
  • Sale

    Warrants

    2008-12-26555,5540 total(indirect: Footnote)
    Exercise: $1.50From: 2008-05-21Exp: 2013-05-21Common Stock (555,554 underlying)
  • Other

    Warrants

    2008-05-21277,7770 total(indirect: Footnote)
    Exercise: $4.00From: 2008-05-21Exp: 2013-05-21Common Stock (277,777 underlying)
  • Other

    Warrants

    2008-05-21+555,554555,554 total(indirect: Footnote)
    Exercise: $2.00From: 2008-05-21Exp: 2013-05-21Common Stock (555,554 underlying)
  • Sale

    Warrants

    2008-12-26555,5540 total(indirect: Footnote)
    Exercise: $2.00From: 2008-05-21Exp: 2013-05-21Common Stock (555,554 underlying)
  • Other

    Warrants

    2008-05-21+1,709,5691,709,569 total(indirect: Footnote)
    Exercise: $0.60From: 2008-05-21Exp: 2013-05-21Common Stock (1,709,569 underlying)
  • Sale

    Warrants

    2008-05-22187,4991,522,070 total(indirect: Footnote)
    Exercise: $0.60From: 2008-05-21Exp: 2013-05-21Common Stock (187,499 underlying)
  • Sale

    Warrants

    2008-12-261,522,0700 total(indirect: Footnote)
    Exercise: $0.60From: 2008-05-21Exp: 2013-05-21Common Stock (1,522,070 underlying)
  • Other

    Warrants

    2008-05-21+468,749468,749 total(indirect: Footnote)
    Exercise: $0.75From: 2008-05-21Exp: 2013-05-21Common Stock (468,749 underlying)
  • Sale

    Warrants

    2008-05-22234,374234,375 total(indirect: Footnote)
    Exercise: $0.75From: 2008-05-21Exp: 2013-05-21Common Stock (234,374 underlying)
  • Sale

    Warrants

    2008-12-26234,3750 total(indirect: Footnote)
    Exercise: $0.75From: 2008-05-21Exp: 2013-05-21Common Stock (234,375 underlying)
  • Other

    Convertible Notes

    2008-05-21+468,749468,749 total(indirect: Footnote)
    Exercise: $0.80From: 2008-05-21Exp: 2010-05-21Common Stock (468,749 underlying)
  • Sale

    Convertible Notes

    2008-05-22$187500.00/sh234,374$43,945,125,000234,375 total(indirect: Footnote)
    Exercise: $0.80From: 2008-05-21Exp: 2010-05-21Common Stock (234,374 underlying)
  • Sale

    Convertible Notes

    2008-12-26234,3750 total(indirect: Footnote)
    Exercise: $0.80From: 2008-05-21Exp: 2010-05-21Common Stock (234,375 underlying)
Transactions
  • Other

    Series A Preferred Stock

    2008-05-21138.8890 total(indirect: Footnote)
    Exercise: $0.80Exp: 2008-05-21Common Stock (555,554 underlying)
  • Other

    Series B Preferred Stock

    2008-05-21+148.215148.215 total(indirect: Footnote)
    Exercise: $0.80From: 2008-05-21Exp: 2013-05-21Common Stock (1,668,212 underlying)
  • Sale

    Series B Preferred Stock

    2008-12-26148.2150 total(indirect: Footnote)
    Exercise: $0.80From: 2008-05-21Exp: 2013-05-21Common Stock (1,668,212 underlying)
  • Other

    Warrants

    2008-05-21277,7770 total(indirect: Footnote)
    Exercise: $3.00From: 2008-05-21Exp: 2013-05-21Common Stock (277,777 underlying)
  • Other

    Warrants

    2008-05-21+555,554555,554 total(indirect: Footnote)
    Exercise: $1.50From: 2008-05-21Exp: 2013-05-21Common Stock (555,554 underlying)
  • Sale

    Warrants

    2008-12-26555,5540 total(indirect: Footnote)
    Exercise: $1.50From: 2008-05-21Exp: 2013-05-21Common Stock (555,554 underlying)
  • Other

    Warrants

    2008-05-21277,7770 total(indirect: Footnote)
    Exercise: $4.00From: 2008-05-21Exp: 2013-05-21Common Stock (277,777 underlying)
  • Other

    Warrants

    2008-05-21+555,554555,554 total(indirect: Footnote)
    Exercise: $2.00From: 2008-05-21Exp: 2013-05-21Common Stock (555,554 underlying)
  • Sale

    Warrants

    2008-12-26555,5540 total(indirect: Footnote)
    Exercise: $2.00From: 2008-05-21Exp: 2013-05-21Common Stock (555,554 underlying)
  • Other

    Warrants

    2008-05-21+1,709,5691,709,569 total(indirect: Footnote)
    Exercise: $0.60From: 2008-05-21Exp: 2013-05-21Common Stock (1,709,569 underlying)
  • Sale

    Warrants

    2008-05-22187,4991,522,070 total(indirect: Footnote)
    Exercise: $0.60From: 2008-05-21Exp: 2013-05-21Common Stock (187,499 underlying)
  • Sale

    Warrants

    2008-12-261,522,0700 total(indirect: Footnote)
    Exercise: $0.60From: 2008-05-21Exp: 2013-05-21Common Stock (1,522,070 underlying)
  • Other

    Warrants

    2008-05-21+468,749468,749 total(indirect: Footnote)
    Exercise: $0.75From: 2008-05-21Exp: 2013-05-21Common Stock (468,749 underlying)
  • Sale

    Warrants

    2008-05-22234,374234,375 total(indirect: Footnote)
    Exercise: $0.75From: 2008-05-21Exp: 2013-05-21Common Stock (234,374 underlying)
  • Sale

    Warrants

    2008-12-26234,3750 total(indirect: Footnote)
    Exercise: $0.75From: 2008-05-21Exp: 2013-05-21Common Stock (234,375 underlying)
  • Other

    Convertible Notes

    2008-05-21+468,749468,749 total(indirect: Footnote)
    Exercise: $0.80From: 2008-05-21Exp: 2010-05-21Common Stock (468,749 underlying)
  • Sale

    Convertible Notes

    2008-05-22$187500.00/sh234,374$43,945,125,000234,375 total(indirect: Footnote)
    Exercise: $0.80From: 2008-05-21Exp: 2010-05-21Common Stock (234,374 underlying)
  • Sale

    Convertible Notes

    2008-12-26234,3750 total(indirect: Footnote)
    Exercise: $0.80From: 2008-05-21Exp: 2010-05-21Common Stock (234,375 underlying)
Transactions
  • Other

    Series A Preferred Stock

    2008-05-21138.8890 total(indirect: Footnote)
    Exercise: $0.80Exp: 2008-05-21Common Stock (555,554 underlying)
  • Other

    Series B Preferred Stock

    2008-05-21+148.215148.215 total(indirect: Footnote)
    Exercise: $0.80From: 2008-05-21Exp: 2013-05-21Common Stock (1,668,212 underlying)
  • Sale

    Series B Preferred Stock

    2008-12-26148.2150 total(indirect: Footnote)
    Exercise: $0.80From: 2008-05-21Exp: 2013-05-21Common Stock (1,668,212 underlying)
  • Other

    Warrants

    2008-05-21277,7770 total(indirect: Footnote)
    Exercise: $3.00From: 2008-05-21Exp: 2013-05-21Common Stock (277,777 underlying)
  • Other

    Warrants

    2008-05-21+555,554555,554 total(indirect: Footnote)
    Exercise: $1.50From: 2008-05-21Exp: 2013-05-21Common Stock (555,554 underlying)
  • Sale

    Warrants

    2008-12-26555,5540 total(indirect: Footnote)
    Exercise: $1.50From: 2008-05-21Exp: 2013-05-21Common Stock (555,554 underlying)
  • Other

    Warrants

    2008-05-21277,7770 total(indirect: Footnote)
    Exercise: $4.00From: 2008-05-21Exp: 2013-05-21Common Stock (277,777 underlying)
  • Other

    Warrants

    2008-05-21+555,554555,554 total(indirect: Footnote)
    Exercise: $2.00From: 2008-05-21Exp: 2013-05-21Common Stock (555,554 underlying)
  • Sale

    Warrants

    2008-12-26555,5540 total(indirect: Footnote)
    Exercise: $2.00From: 2008-05-21Exp: 2013-05-21Common Stock (555,554 underlying)
  • Other

    Warrants

    2008-05-21+1,709,5691,709,569 total(indirect: Footnote)
    Exercise: $0.60From: 2008-05-21Exp: 2013-05-21Common Stock (1,709,569 underlying)
  • Sale

    Warrants

    2008-05-22187,4991,522,070 total(indirect: Footnote)
    Exercise: $0.60From: 2008-05-21Exp: 2013-05-21Common Stock (187,499 underlying)
  • Sale

    Warrants

    2008-12-261,522,0700 total(indirect: Footnote)
    Exercise: $0.60From: 2008-05-21Exp: 2013-05-21Common Stock (1,522,070 underlying)
  • Other

    Warrants

    2008-05-21+468,749468,749 total(indirect: Footnote)
    Exercise: $0.75From: 2008-05-21Exp: 2013-05-21Common Stock (468,749 underlying)
  • Sale

    Warrants

    2008-05-22234,374234,375 total(indirect: Footnote)
    Exercise: $0.75From: 2008-05-21Exp: 2013-05-21Common Stock (234,374 underlying)
  • Sale

    Warrants

    2008-12-26234,3750 total(indirect: Footnote)
    Exercise: $0.75From: 2008-05-21Exp: 2013-05-21Common Stock (234,375 underlying)
  • Other

    Convertible Notes

    2008-05-21+468,749468,749 total(indirect: Footnote)
    Exercise: $0.80From: 2008-05-21Exp: 2010-05-21Common Stock (468,749 underlying)
  • Sale

    Convertible Notes

    2008-05-22$187500.00/sh234,374$43,945,125,000234,375 total(indirect: Footnote)
    Exercise: $0.80From: 2008-05-21Exp: 2010-05-21Common Stock (234,374 underlying)
  • Sale

    Convertible Notes

    2008-12-26234,3750 total(indirect: Footnote)
    Exercise: $0.80From: 2008-05-21Exp: 2010-05-21Common Stock (234,375 underlying)
Transactions
  • Other

    Series A Preferred Stock

    2008-05-21138.8890 total(indirect: Footnote)
    Exercise: $0.80Exp: 2008-05-21Common Stock (555,554 underlying)
  • Other

    Series B Preferred Stock

    2008-05-21+148.215148.215 total(indirect: Footnote)
    Exercise: $0.80From: 2008-05-21Exp: 2013-05-21Common Stock (1,668,212 underlying)
  • Sale

    Series B Preferred Stock

    2008-12-26148.2150 total(indirect: Footnote)
    Exercise: $0.80From: 2008-05-21Exp: 2013-05-21Common Stock (1,668,212 underlying)
  • Other

    Warrants

    2008-05-21277,7770 total(indirect: Footnote)
    Exercise: $3.00From: 2008-05-21Exp: 2013-05-21Common Stock (277,777 underlying)
  • Other

    Warrants

    2008-05-21+555,554555,554 total(indirect: Footnote)
    Exercise: $1.50From: 2008-05-21Exp: 2013-05-21Common Stock (555,554 underlying)
  • Sale

    Warrants

    2008-12-26555,5540 total(indirect: Footnote)
    Exercise: $1.50From: 2008-05-21Exp: 2013-05-21Common Stock (555,554 underlying)
  • Other

    Warrants

    2008-05-21277,7770 total(indirect: Footnote)
    Exercise: $4.00From: 2008-05-21Exp: 2013-05-21Common Stock (277,777 underlying)
  • Other

    Warrants

    2008-05-21+555,554555,554 total(indirect: Footnote)
    Exercise: $2.00From: 2008-05-21Exp: 2013-05-21Common Stock (555,554 underlying)
  • Sale

    Warrants

    2008-12-26555,5540 total(indirect: Footnote)
    Exercise: $2.00From: 2008-05-21Exp: 2013-05-21Common Stock (555,554 underlying)
  • Other

    Warrants

    2008-05-21+1,709,5691,709,569 total(indirect: Footnote)
    Exercise: $0.60From: 2008-05-21Exp: 2013-05-21Common Stock (1,709,569 underlying)
  • Sale

    Warrants

    2008-05-22187,4991,522,070 total(indirect: Footnote)
    Exercise: $0.60From: 2008-05-21Exp: 2013-05-21Common Stock (187,499 underlying)
  • Sale

    Warrants

    2008-12-261,522,0700 total(indirect: Footnote)
    Exercise: $0.60From: 2008-05-21Exp: 2013-05-21Common Stock (1,522,070 underlying)
  • Other

    Warrants

    2008-05-21+468,749468,749 total(indirect: Footnote)
    Exercise: $0.75From: 2008-05-21Exp: 2013-05-21Common Stock (468,749 underlying)
  • Sale

    Warrants

    2008-05-22234,374234,375 total(indirect: Footnote)
    Exercise: $0.75From: 2008-05-21Exp: 2013-05-21Common Stock (234,374 underlying)
  • Sale

    Warrants

    2008-12-26234,3750 total(indirect: Footnote)
    Exercise: $0.75From: 2008-05-21Exp: 2013-05-21Common Stock (234,375 underlying)
  • Other

    Convertible Notes

    2008-05-21+468,749468,749 total(indirect: Footnote)
    Exercise: $0.80From: 2008-05-21Exp: 2010-05-21Common Stock (468,749 underlying)
  • Sale

    Convertible Notes

    2008-05-22$187500.00/sh234,374$43,945,125,000234,375 total(indirect: Footnote)
    Exercise: $0.80From: 2008-05-21Exp: 2010-05-21Common Stock (234,374 underlying)
  • Sale

    Convertible Notes

    2008-12-26234,3750 total(indirect: Footnote)
    Exercise: $0.80From: 2008-05-21Exp: 2010-05-21Common Stock (234,375 underlying)
Transactions
  • Other

    Series A Preferred Stock

    2008-05-21138.8890 total(indirect: Footnote)
    Exercise: $0.80Exp: 2008-05-21Common Stock (555,554 underlying)
  • Other

    Series B Preferred Stock

    2008-05-21+148.215148.215 total(indirect: Footnote)
    Exercise: $0.80From: 2008-05-21Exp: 2013-05-21Common Stock (1,668,212 underlying)
  • Sale

    Series B Preferred Stock

    2008-12-26148.2150 total(indirect: Footnote)
    Exercise: $0.80From: 2008-05-21Exp: 2013-05-21Common Stock (1,668,212 underlying)
  • Other

    Warrants

    2008-05-21277,7770 total(indirect: Footnote)
    Exercise: $3.00From: 2008-05-21Exp: 2013-05-21Common Stock (277,777 underlying)
  • Other

    Warrants

    2008-05-21+555,554555,554 total(indirect: Footnote)
    Exercise: $1.50From: 2008-05-21Exp: 2013-05-21Common Stock (555,554 underlying)
  • Sale

    Warrants

    2008-12-26555,5540 total(indirect: Footnote)
    Exercise: $1.50From: 2008-05-21Exp: 2013-05-21Common Stock (555,554 underlying)
  • Other

    Warrants

    2008-05-21277,7770 total(indirect: Footnote)
    Exercise: $4.00From: 2008-05-21Exp: 2013-05-21Common Stock (277,777 underlying)
  • Other

    Warrants

    2008-05-21+555,554555,554 total(indirect: Footnote)
    Exercise: $2.00From: 2008-05-21Exp: 2013-05-21Common Stock (555,554 underlying)
  • Sale

    Warrants

    2008-12-26555,5540 total(indirect: Footnote)
    Exercise: $2.00From: 2008-05-21Exp: 2013-05-21Common Stock (555,554 underlying)
  • Other

    Warrants

    2008-05-21+1,709,5691,709,569 total(indirect: Footnote)
    Exercise: $0.60From: 2008-05-21Exp: 2013-05-21Common Stock (1,709,569 underlying)
  • Sale

    Warrants

    2008-05-22187,4991,522,070 total(indirect: Footnote)
    Exercise: $0.60From: 2008-05-21Exp: 2013-05-21Common Stock (187,499 underlying)
  • Sale

    Warrants

    2008-12-261,522,0700 total(indirect: Footnote)
    Exercise: $0.60From: 2008-05-21Exp: 2013-05-21Common Stock (1,522,070 underlying)
  • Other

    Warrants

    2008-05-21+468,749468,749 total(indirect: Footnote)
    Exercise: $0.75From: 2008-05-21Exp: 2013-05-21Common Stock (468,749 underlying)
  • Sale

    Warrants

    2008-05-22234,374234,375 total(indirect: Footnote)
    Exercise: $0.75From: 2008-05-21Exp: 2013-05-21Common Stock (234,374 underlying)
  • Sale

    Warrants

    2008-12-26234,3750 total(indirect: Footnote)
    Exercise: $0.75From: 2008-05-21Exp: 2013-05-21Common Stock (234,375 underlying)
  • Other

    Convertible Notes

    2008-05-21+468,749468,749 total(indirect: Footnote)
    Exercise: $0.80From: 2008-05-21Exp: 2010-05-21Common Stock (468,749 underlying)
  • Sale

    Convertible Notes

    2008-05-22$187500.00/sh234,374$43,945,125,000234,375 total(indirect: Footnote)
    Exercise: $0.80From: 2008-05-21Exp: 2010-05-21Common Stock (234,374 underlying)
  • Sale

    Convertible Notes

    2008-12-26234,3750 total(indirect: Footnote)
    Exercise: $0.80From: 2008-05-21Exp: 2010-05-21Common Stock (234,375 underlying)
Transactions
  • Other

    Series A Preferred Stock

    2008-05-21138.8890 total(indirect: Footnote)
    Exercise: $0.80Exp: 2008-05-21Common Stock (555,554 underlying)
  • Other

    Series B Preferred Stock

    2008-05-21+148.215148.215 total(indirect: Footnote)
    Exercise: $0.80From: 2008-05-21Exp: 2013-05-21Common Stock (1,668,212 underlying)
  • Sale

    Series B Preferred Stock

    2008-12-26148.2150 total(indirect: Footnote)
    Exercise: $0.80From: 2008-05-21Exp: 2013-05-21Common Stock (1,668,212 underlying)
  • Other

    Warrants

    2008-05-21277,7770 total(indirect: Footnote)
    Exercise: $3.00From: 2008-05-21Exp: 2013-05-21Common Stock (277,777 underlying)
  • Other

    Warrants

    2008-05-21+555,554555,554 total(indirect: Footnote)
    Exercise: $1.50From: 2008-05-21Exp: 2013-05-21Common Stock (555,554 underlying)
  • Sale

    Warrants

    2008-12-26555,5540 total(indirect: Footnote)
    Exercise: $1.50From: 2008-05-21Exp: 2013-05-21Common Stock (555,554 underlying)
  • Other

    Warrants

    2008-05-21277,7770 total(indirect: Footnote)
    Exercise: $4.00From: 2008-05-21Exp: 2013-05-21Common Stock (277,777 underlying)
  • Other

    Warrants

    2008-05-21+555,554555,554 total(indirect: Footnote)
    Exercise: $2.00From: 2008-05-21Exp: 2013-05-21Common Stock (555,554 underlying)
  • Sale

    Warrants

    2008-12-26555,5540 total(indirect: Footnote)
    Exercise: $2.00From: 2008-05-21Exp: 2013-05-21Common Stock (555,554 underlying)
  • Other

    Warrants

    2008-05-21+1,709,5691,709,569 total(indirect: Footnote)
    Exercise: $0.60From: 2008-05-21Exp: 2013-05-21Common Stock (1,709,569 underlying)
  • Sale

    Warrants

    2008-05-22187,4991,522,070 total(indirect: Footnote)
    Exercise: $0.60From: 2008-05-21Exp: 2013-05-21Common Stock (187,499 underlying)
  • Sale

    Warrants

    2008-12-261,522,0700 total(indirect: Footnote)
    Exercise: $0.60From: 2008-05-21Exp: 2013-05-21Common Stock (1,522,070 underlying)
  • Other

    Warrants

    2008-05-21+468,749468,749 total(indirect: Footnote)
    Exercise: $0.75From: 2008-05-21Exp: 2013-05-21Common Stock (468,749 underlying)
  • Sale

    Warrants

    2008-05-22234,374234,375 total(indirect: Footnote)
    Exercise: $0.75From: 2008-05-21Exp: 2013-05-21Common Stock (234,374 underlying)
  • Sale

    Warrants

    2008-12-26234,3750 total(indirect: Footnote)
    Exercise: $0.75From: 2008-05-21Exp: 2013-05-21Common Stock (234,375 underlying)
  • Other

    Convertible Notes

    2008-05-21+468,749468,749 total(indirect: Footnote)
    Exercise: $0.80From: 2008-05-21Exp: 2010-05-21Common Stock (468,749 underlying)
  • Sale

    Convertible Notes

    2008-05-22$187500.00/sh234,374$43,945,125,000234,375 total(indirect: Footnote)
    Exercise: $0.80From: 2008-05-21Exp: 2010-05-21Common Stock (234,374 underlying)
  • Sale

    Convertible Notes

    2008-12-26234,3750 total(indirect: Footnote)
    Exercise: $0.80From: 2008-05-21Exp: 2010-05-21Common Stock (234,375 underlying)
Footnotes (6)
  • [F1]On May 21, 2008, the Issuer converted its Series A Preferred Shares into Series B Preferred Shares. Each Share of series B preferred stock is convertible into 11,255.32 common stock shares at $0.80 per share.
  • [F2]On May 21, 2008, the Reporting Persons received $1.50 and $2.00 warrants as a result of the Issuer's conversion of its $3.00 and $4.00 warrants. Each warrant is convertible into 1 common stock share at the referenced exercise price.
  • [F3]On May 21, 2008, the Reporting Persons received the convertible notes listed herein as a result of the Issuer's conversions referenced in Footnotes 1 and 2 above. The notes are convertible into the number of common stock shares listed for each Reporting Person at $0.80 per share.
  • [F4]These securities were received as part of the conversions referenced in Footnotes 1 and 2 above and were subsequently sold to a third party for no consideration.
  • [F5]On December 26, 2008, the Reporting Persons entered into a private assignment and assumption agreement with a third party whereby the Reporting Persons sold all of their rights, obligations, title and interest to and in any of the Issuer's securities it owned for $1.00.
  • [F6]IMPORTANT NOTE: THE SECURITIES SET FORTH IN THIS REPORT ARE DIRECTLY BENEFICIALLY OWNED BY SOUNDPOST CAPITAL, LP, SOUNDPOST CAPITAL OFFSHORE, LTD. AND/OR HFR HE SOUNDPOST MASTER TRUST (COLLECTIVELY, THE "FUNDS"). ALL OTHER REPORTING PERSONS ARE INCLUDED WITHIN THIS REPORT DUE TO THEIR AFFILIATION WITH ONE OR ALL OF THE FUNDS.

Documents

1 file

Issuer

FLO Corp

CIK 0001399215

Entity typeother

Related Parties

1
  • filerCIK 0001418070

Filing Metadata

Form type
4
Filed
Feb 12, 7:00 PM ET
Accepted
Feb 13, 2:44 PM ET
Size
53.6 KB