LESTER JAIME 4
Accession 0000919574-09-002657
Filed
Feb 12, 7:00 PM ET
Accepted
Feb 13, 2:44 PM ET
Size
53.6 KB
Accession
0000919574-09-002657
Insider Transaction Report
- Other
Series A Preferred Stock
2008-05-21−138.889→ 0 total(indirect: Footnote)Exercise: $0.80Exp: 2008-05-21→ Common Stock (555,554 underlying) - Other
Series B Preferred Stock
2008-05-21+148.215→ 148.215 total(indirect: Footnote)Exercise: $0.80From: 2008-05-21Exp: 2013-05-21→ Common Stock (1,668,212 underlying) - Sale
Series B Preferred Stock
2008-12-26−148.215→ 0 total(indirect: Footnote)Exercise: $0.80From: 2008-05-21Exp: 2013-05-21→ Common Stock (1,668,212 underlying) - Other
Warrants
2008-05-21−277,777→ 0 total(indirect: Footnote)Exercise: $3.00From: 2008-05-21Exp: 2013-05-21→ Common Stock (277,777 underlying) - Other
Warrants
2008-05-21+555,554→ 555,554 total(indirect: Footnote)Exercise: $1.50From: 2008-05-21Exp: 2013-05-21→ Common Stock (555,554 underlying) - Sale
Warrants
2008-12-26−555,554→ 0 total(indirect: Footnote)Exercise: $1.50From: 2008-05-21Exp: 2013-05-21→ Common Stock (555,554 underlying) - Other
Warrants
2008-05-21−277,777→ 0 total(indirect: Footnote)Exercise: $4.00From: 2008-05-21Exp: 2013-05-21→ Common Stock (277,777 underlying) - Other
Warrants
2008-05-21+555,554→ 555,554 total(indirect: Footnote)Exercise: $2.00From: 2008-05-21Exp: 2013-05-21→ Common Stock (555,554 underlying) - Sale
Warrants
2008-12-26−555,554→ 0 total(indirect: Footnote)Exercise: $2.00From: 2008-05-21Exp: 2013-05-21→ Common Stock (555,554 underlying) - Other
Warrants
2008-05-21+1,709,569→ 1,709,569 total(indirect: Footnote)Exercise: $0.60From: 2008-05-21Exp: 2013-05-21→ Common Stock (1,709,569 underlying) - Sale
Warrants
2008-05-22−187,499→ 1,522,070 total(indirect: Footnote)Exercise: $0.60From: 2008-05-21Exp: 2013-05-21→ Common Stock (187,499 underlying) - Sale
Warrants
2008-12-26−1,522,070→ 0 total(indirect: Footnote)Exercise: $0.60From: 2008-05-21Exp: 2013-05-21→ Common Stock (1,522,070 underlying) - Other
Warrants
2008-05-21+468,749→ 468,749 total(indirect: Footnote)Exercise: $0.75From: 2008-05-21Exp: 2013-05-21→ Common Stock (468,749 underlying) - Sale
Warrants
2008-05-22−234,374→ 234,375 total(indirect: Footnote)Exercise: $0.75From: 2008-05-21Exp: 2013-05-21→ Common Stock (234,374 underlying) - Sale
Warrants
2008-12-26−234,375→ 0 total(indirect: Footnote)Exercise: $0.75From: 2008-05-21Exp: 2013-05-21→ Common Stock (234,375 underlying) - Other
Convertible Notes
2008-05-21+468,749→ 468,749 total(indirect: Footnote)Exercise: $0.80From: 2008-05-21Exp: 2010-05-21→ Common Stock (468,749 underlying) - Sale
Convertible Notes
2008-05-22$187500.00/sh−234,374$43,945,125,000→ 234,375 total(indirect: Footnote)Exercise: $0.80From: 2008-05-21Exp: 2010-05-21→ Common Stock (234,374 underlying) - Sale
Convertible Notes
2008-12-26−234,375→ 0 total(indirect: Footnote)Exercise: $0.80From: 2008-05-21Exp: 2010-05-21→ Common Stock (234,375 underlying)
- Other
Series A Preferred Stock
2008-05-21−138.889→ 0 total(indirect: Footnote)Exercise: $0.80Exp: 2008-05-21→ Common Stock (555,554 underlying) - Other
Series B Preferred Stock
2008-05-21+148.215→ 148.215 total(indirect: Footnote)Exercise: $0.80From: 2008-05-21Exp: 2013-05-21→ Common Stock (1,668,212 underlying) - Sale
Series B Preferred Stock
2008-12-26−148.215→ 0 total(indirect: Footnote)Exercise: $0.80From: 2008-05-21Exp: 2013-05-21→ Common Stock (1,668,212 underlying) - Other
Warrants
2008-05-21−277,777→ 0 total(indirect: Footnote)Exercise: $3.00From: 2008-05-21Exp: 2013-05-21→ Common Stock (277,777 underlying) - Other
Warrants
2008-05-21+555,554→ 555,554 total(indirect: Footnote)Exercise: $1.50From: 2008-05-21Exp: 2013-05-21→ Common Stock (555,554 underlying) - Sale
Warrants
2008-12-26−555,554→ 0 total(indirect: Footnote)Exercise: $1.50From: 2008-05-21Exp: 2013-05-21→ Common Stock (555,554 underlying) - Other
Warrants
2008-05-21−277,777→ 0 total(indirect: Footnote)Exercise: $4.00From: 2008-05-21Exp: 2013-05-21→ Common Stock (277,777 underlying) - Other
Warrants
2008-05-21+555,554→ 555,554 total(indirect: Footnote)Exercise: $2.00From: 2008-05-21Exp: 2013-05-21→ Common Stock (555,554 underlying) - Sale
Warrants
2008-12-26−555,554→ 0 total(indirect: Footnote)Exercise: $2.00From: 2008-05-21Exp: 2013-05-21→ Common Stock (555,554 underlying) - Other
Warrants
2008-05-21+1,709,569→ 1,709,569 total(indirect: Footnote)Exercise: $0.60From: 2008-05-21Exp: 2013-05-21→ Common Stock (1,709,569 underlying) - Sale
Warrants
2008-05-22−187,499→ 1,522,070 total(indirect: Footnote)Exercise: $0.60From: 2008-05-21Exp: 2013-05-21→ Common Stock (187,499 underlying) - Sale
Warrants
2008-12-26−1,522,070→ 0 total(indirect: Footnote)Exercise: $0.60From: 2008-05-21Exp: 2013-05-21→ Common Stock (1,522,070 underlying) - Other
Warrants
2008-05-21+468,749→ 468,749 total(indirect: Footnote)Exercise: $0.75From: 2008-05-21Exp: 2013-05-21→ Common Stock (468,749 underlying) - Sale
Warrants
2008-05-22−234,374→ 234,375 total(indirect: Footnote)Exercise: $0.75From: 2008-05-21Exp: 2013-05-21→ Common Stock (234,374 underlying) - Sale
Warrants
2008-12-26−234,375→ 0 total(indirect: Footnote)Exercise: $0.75From: 2008-05-21Exp: 2013-05-21→ Common Stock (234,375 underlying) - Other
Convertible Notes
2008-05-21+468,749→ 468,749 total(indirect: Footnote)Exercise: $0.80From: 2008-05-21Exp: 2010-05-21→ Common Stock (468,749 underlying) - Sale
Convertible Notes
2008-05-22$187500.00/sh−234,374$43,945,125,000→ 234,375 total(indirect: Footnote)Exercise: $0.80From: 2008-05-21Exp: 2010-05-21→ Common Stock (234,374 underlying) - Sale
Convertible Notes
2008-12-26−234,375→ 0 total(indirect: Footnote)Exercise: $0.80From: 2008-05-21Exp: 2010-05-21→ Common Stock (234,375 underlying)
- Other
Series A Preferred Stock
2008-05-21−138.889→ 0 total(indirect: Footnote)Exercise: $0.80Exp: 2008-05-21→ Common Stock (555,554 underlying) - Other
Series B Preferred Stock
2008-05-21+148.215→ 148.215 total(indirect: Footnote)Exercise: $0.80From: 2008-05-21Exp: 2013-05-21→ Common Stock (1,668,212 underlying) - Sale
Series B Preferred Stock
2008-12-26−148.215→ 0 total(indirect: Footnote)Exercise: $0.80From: 2008-05-21Exp: 2013-05-21→ Common Stock (1,668,212 underlying) - Other
Warrants
2008-05-21−277,777→ 0 total(indirect: Footnote)Exercise: $3.00From: 2008-05-21Exp: 2013-05-21→ Common Stock (277,777 underlying) - Other
Warrants
2008-05-21+555,554→ 555,554 total(indirect: Footnote)Exercise: $1.50From: 2008-05-21Exp: 2013-05-21→ Common Stock (555,554 underlying) - Sale
Warrants
2008-12-26−555,554→ 0 total(indirect: Footnote)Exercise: $1.50From: 2008-05-21Exp: 2013-05-21→ Common Stock (555,554 underlying) - Other
Warrants
2008-05-21−277,777→ 0 total(indirect: Footnote)Exercise: $4.00From: 2008-05-21Exp: 2013-05-21→ Common Stock (277,777 underlying) - Other
Warrants
2008-05-21+555,554→ 555,554 total(indirect: Footnote)Exercise: $2.00From: 2008-05-21Exp: 2013-05-21→ Common Stock (555,554 underlying) - Sale
Warrants
2008-12-26−555,554→ 0 total(indirect: Footnote)Exercise: $2.00From: 2008-05-21Exp: 2013-05-21→ Common Stock (555,554 underlying) - Other
Warrants
2008-05-21+1,709,569→ 1,709,569 total(indirect: Footnote)Exercise: $0.60From: 2008-05-21Exp: 2013-05-21→ Common Stock (1,709,569 underlying) - Sale
Warrants
2008-05-22−187,499→ 1,522,070 total(indirect: Footnote)Exercise: $0.60From: 2008-05-21Exp: 2013-05-21→ Common Stock (187,499 underlying) - Sale
Warrants
2008-12-26−1,522,070→ 0 total(indirect: Footnote)Exercise: $0.60From: 2008-05-21Exp: 2013-05-21→ Common Stock (1,522,070 underlying) - Other
Warrants
2008-05-21+468,749→ 468,749 total(indirect: Footnote)Exercise: $0.75From: 2008-05-21Exp: 2013-05-21→ Common Stock (468,749 underlying) - Sale
Warrants
2008-05-22−234,374→ 234,375 total(indirect: Footnote)Exercise: $0.75From: 2008-05-21Exp: 2013-05-21→ Common Stock (234,374 underlying) - Sale
Warrants
2008-12-26−234,375→ 0 total(indirect: Footnote)Exercise: $0.75From: 2008-05-21Exp: 2013-05-21→ Common Stock (234,375 underlying) - Other
Convertible Notes
2008-05-21+468,749→ 468,749 total(indirect: Footnote)Exercise: $0.80From: 2008-05-21Exp: 2010-05-21→ Common Stock (468,749 underlying) - Sale
Convertible Notes
2008-05-22$187500.00/sh−234,374$43,945,125,000→ 234,375 total(indirect: Footnote)Exercise: $0.80From: 2008-05-21Exp: 2010-05-21→ Common Stock (234,374 underlying) - Sale
Convertible Notes
2008-12-26−234,375→ 0 total(indirect: Footnote)Exercise: $0.80From: 2008-05-21Exp: 2010-05-21→ Common Stock (234,375 underlying)
- Other
Series A Preferred Stock
2008-05-21−138.889→ 0 total(indirect: Footnote)Exercise: $0.80Exp: 2008-05-21→ Common Stock (555,554 underlying) - Other
Series B Preferred Stock
2008-05-21+148.215→ 148.215 total(indirect: Footnote)Exercise: $0.80From: 2008-05-21Exp: 2013-05-21→ Common Stock (1,668,212 underlying) - Sale
Series B Preferred Stock
2008-12-26−148.215→ 0 total(indirect: Footnote)Exercise: $0.80From: 2008-05-21Exp: 2013-05-21→ Common Stock (1,668,212 underlying) - Other
Warrants
2008-05-21−277,777→ 0 total(indirect: Footnote)Exercise: $3.00From: 2008-05-21Exp: 2013-05-21→ Common Stock (277,777 underlying) - Other
Warrants
2008-05-21+555,554→ 555,554 total(indirect: Footnote)Exercise: $1.50From: 2008-05-21Exp: 2013-05-21→ Common Stock (555,554 underlying) - Sale
Warrants
2008-12-26−555,554→ 0 total(indirect: Footnote)Exercise: $1.50From: 2008-05-21Exp: 2013-05-21→ Common Stock (555,554 underlying) - Other
Warrants
2008-05-21−277,777→ 0 total(indirect: Footnote)Exercise: $4.00From: 2008-05-21Exp: 2013-05-21→ Common Stock (277,777 underlying) - Other
Warrants
2008-05-21+555,554→ 555,554 total(indirect: Footnote)Exercise: $2.00From: 2008-05-21Exp: 2013-05-21→ Common Stock (555,554 underlying) - Sale
Warrants
2008-12-26−555,554→ 0 total(indirect: Footnote)Exercise: $2.00From: 2008-05-21Exp: 2013-05-21→ Common Stock (555,554 underlying) - Other
Warrants
2008-05-21+1,709,569→ 1,709,569 total(indirect: Footnote)Exercise: $0.60From: 2008-05-21Exp: 2013-05-21→ Common Stock (1,709,569 underlying) - Sale
Warrants
2008-05-22−187,499→ 1,522,070 total(indirect: Footnote)Exercise: $0.60From: 2008-05-21Exp: 2013-05-21→ Common Stock (187,499 underlying) - Sale
Warrants
2008-12-26−1,522,070→ 0 total(indirect: Footnote)Exercise: $0.60From: 2008-05-21Exp: 2013-05-21→ Common Stock (1,522,070 underlying) - Other
Warrants
2008-05-21+468,749→ 468,749 total(indirect: Footnote)Exercise: $0.75From: 2008-05-21Exp: 2013-05-21→ Common Stock (468,749 underlying) - Sale
Warrants
2008-05-22−234,374→ 234,375 total(indirect: Footnote)Exercise: $0.75From: 2008-05-21Exp: 2013-05-21→ Common Stock (234,374 underlying) - Sale
Warrants
2008-12-26−234,375→ 0 total(indirect: Footnote)Exercise: $0.75From: 2008-05-21Exp: 2013-05-21→ Common Stock (234,375 underlying) - Other
Convertible Notes
2008-05-21+468,749→ 468,749 total(indirect: Footnote)Exercise: $0.80From: 2008-05-21Exp: 2010-05-21→ Common Stock (468,749 underlying) - Sale
Convertible Notes
2008-05-22$187500.00/sh−234,374$43,945,125,000→ 234,375 total(indirect: Footnote)Exercise: $0.80From: 2008-05-21Exp: 2010-05-21→ Common Stock (234,374 underlying) - Sale
Convertible Notes
2008-12-26−234,375→ 0 total(indirect: Footnote)Exercise: $0.80From: 2008-05-21Exp: 2010-05-21→ Common Stock (234,375 underlying)
- Other
Series A Preferred Stock
2008-05-21−138.889→ 0 total(indirect: Footnote)Exercise: $0.80Exp: 2008-05-21→ Common Stock (555,554 underlying) - Other
Series B Preferred Stock
2008-05-21+148.215→ 148.215 total(indirect: Footnote)Exercise: $0.80From: 2008-05-21Exp: 2013-05-21→ Common Stock (1,668,212 underlying) - Sale
Series B Preferred Stock
2008-12-26−148.215→ 0 total(indirect: Footnote)Exercise: $0.80From: 2008-05-21Exp: 2013-05-21→ Common Stock (1,668,212 underlying) - Other
Warrants
2008-05-21−277,777→ 0 total(indirect: Footnote)Exercise: $3.00From: 2008-05-21Exp: 2013-05-21→ Common Stock (277,777 underlying) - Other
Warrants
2008-05-21+555,554→ 555,554 total(indirect: Footnote)Exercise: $1.50From: 2008-05-21Exp: 2013-05-21→ Common Stock (555,554 underlying) - Sale
Warrants
2008-12-26−555,554→ 0 total(indirect: Footnote)Exercise: $1.50From: 2008-05-21Exp: 2013-05-21→ Common Stock (555,554 underlying) - Other
Warrants
2008-05-21−277,777→ 0 total(indirect: Footnote)Exercise: $4.00From: 2008-05-21Exp: 2013-05-21→ Common Stock (277,777 underlying) - Other
Warrants
2008-05-21+555,554→ 555,554 total(indirect: Footnote)Exercise: $2.00From: 2008-05-21Exp: 2013-05-21→ Common Stock (555,554 underlying) - Sale
Warrants
2008-12-26−555,554→ 0 total(indirect: Footnote)Exercise: $2.00From: 2008-05-21Exp: 2013-05-21→ Common Stock (555,554 underlying) - Other
Warrants
2008-05-21+1,709,569→ 1,709,569 total(indirect: Footnote)Exercise: $0.60From: 2008-05-21Exp: 2013-05-21→ Common Stock (1,709,569 underlying) - Sale
Warrants
2008-05-22−187,499→ 1,522,070 total(indirect: Footnote)Exercise: $0.60From: 2008-05-21Exp: 2013-05-21→ Common Stock (187,499 underlying) - Sale
Warrants
2008-12-26−1,522,070→ 0 total(indirect: Footnote)Exercise: $0.60From: 2008-05-21Exp: 2013-05-21→ Common Stock (1,522,070 underlying) - Other
Warrants
2008-05-21+468,749→ 468,749 total(indirect: Footnote)Exercise: $0.75From: 2008-05-21Exp: 2013-05-21→ Common Stock (468,749 underlying) - Sale
Warrants
2008-05-22−234,374→ 234,375 total(indirect: Footnote)Exercise: $0.75From: 2008-05-21Exp: 2013-05-21→ Common Stock (234,374 underlying) - Sale
Warrants
2008-12-26−234,375→ 0 total(indirect: Footnote)Exercise: $0.75From: 2008-05-21Exp: 2013-05-21→ Common Stock (234,375 underlying) - Other
Convertible Notes
2008-05-21+468,749→ 468,749 total(indirect: Footnote)Exercise: $0.80From: 2008-05-21Exp: 2010-05-21→ Common Stock (468,749 underlying) - Sale
Convertible Notes
2008-05-22$187500.00/sh−234,374$43,945,125,000→ 234,375 total(indirect: Footnote)Exercise: $0.80From: 2008-05-21Exp: 2010-05-21→ Common Stock (234,374 underlying) - Sale
Convertible Notes
2008-12-26−234,375→ 0 total(indirect: Footnote)Exercise: $0.80From: 2008-05-21Exp: 2010-05-21→ Common Stock (234,375 underlying)
- Other
Series A Preferred Stock
2008-05-21−138.889→ 0 total(indirect: Footnote)Exercise: $0.80Exp: 2008-05-21→ Common Stock (555,554 underlying) - Other
Series B Preferred Stock
2008-05-21+148.215→ 148.215 total(indirect: Footnote)Exercise: $0.80From: 2008-05-21Exp: 2013-05-21→ Common Stock (1,668,212 underlying) - Sale
Series B Preferred Stock
2008-12-26−148.215→ 0 total(indirect: Footnote)Exercise: $0.80From: 2008-05-21Exp: 2013-05-21→ Common Stock (1,668,212 underlying) - Other
Warrants
2008-05-21−277,777→ 0 total(indirect: Footnote)Exercise: $3.00From: 2008-05-21Exp: 2013-05-21→ Common Stock (277,777 underlying) - Other
Warrants
2008-05-21+555,554→ 555,554 total(indirect: Footnote)Exercise: $1.50From: 2008-05-21Exp: 2013-05-21→ Common Stock (555,554 underlying) - Sale
Warrants
2008-12-26−555,554→ 0 total(indirect: Footnote)Exercise: $1.50From: 2008-05-21Exp: 2013-05-21→ Common Stock (555,554 underlying) - Other
Warrants
2008-05-21−277,777→ 0 total(indirect: Footnote)Exercise: $4.00From: 2008-05-21Exp: 2013-05-21→ Common Stock (277,777 underlying) - Other
Warrants
2008-05-21+555,554→ 555,554 total(indirect: Footnote)Exercise: $2.00From: 2008-05-21Exp: 2013-05-21→ Common Stock (555,554 underlying) - Sale
Warrants
2008-12-26−555,554→ 0 total(indirect: Footnote)Exercise: $2.00From: 2008-05-21Exp: 2013-05-21→ Common Stock (555,554 underlying) - Other
Warrants
2008-05-21+1,709,569→ 1,709,569 total(indirect: Footnote)Exercise: $0.60From: 2008-05-21Exp: 2013-05-21→ Common Stock (1,709,569 underlying) - Sale
Warrants
2008-05-22−187,499→ 1,522,070 total(indirect: Footnote)Exercise: $0.60From: 2008-05-21Exp: 2013-05-21→ Common Stock (187,499 underlying) - Sale
Warrants
2008-12-26−1,522,070→ 0 total(indirect: Footnote)Exercise: $0.60From: 2008-05-21Exp: 2013-05-21→ Common Stock (1,522,070 underlying) - Other
Warrants
2008-05-21+468,749→ 468,749 total(indirect: Footnote)Exercise: $0.75From: 2008-05-21Exp: 2013-05-21→ Common Stock (468,749 underlying) - Sale
Warrants
2008-05-22−234,374→ 234,375 total(indirect: Footnote)Exercise: $0.75From: 2008-05-21Exp: 2013-05-21→ Common Stock (234,374 underlying) - Sale
Warrants
2008-12-26−234,375→ 0 total(indirect: Footnote)Exercise: $0.75From: 2008-05-21Exp: 2013-05-21→ Common Stock (234,375 underlying) - Other
Convertible Notes
2008-05-21+468,749→ 468,749 total(indirect: Footnote)Exercise: $0.80From: 2008-05-21Exp: 2010-05-21→ Common Stock (468,749 underlying) - Sale
Convertible Notes
2008-05-22$187500.00/sh−234,374$43,945,125,000→ 234,375 total(indirect: Footnote)Exercise: $0.80From: 2008-05-21Exp: 2010-05-21→ Common Stock (234,374 underlying) - Sale
Convertible Notes
2008-12-26−234,375→ 0 total(indirect: Footnote)Exercise: $0.80From: 2008-05-21Exp: 2010-05-21→ Common Stock (234,375 underlying)
Footnotes (6)
- [F1]On May 21, 2008, the Issuer converted its Series A Preferred Shares into Series B Preferred Shares. Each Share of series B preferred stock is convertible into 11,255.32 common stock shares at $0.80 per share.
- [F2]On May 21, 2008, the Reporting Persons received $1.50 and $2.00 warrants as a result of the Issuer's conversion of its $3.00 and $4.00 warrants. Each warrant is convertible into 1 common stock share at the referenced exercise price.
- [F3]On May 21, 2008, the Reporting Persons received the convertible notes listed herein as a result of the Issuer's conversions referenced in Footnotes 1 and 2 above. The notes are convertible into the number of common stock shares listed for each Reporting Person at $0.80 per share.
- [F4]These securities were received as part of the conversions referenced in Footnotes 1 and 2 above and were subsequently sold to a third party for no consideration.
- [F5]On December 26, 2008, the Reporting Persons entered into a private assignment and assumption agreement with a third party whereby the Reporting Persons sold all of their rights, obligations, title and interest to and in any of the Issuer's securities it owned for $1.00.
- [F6]IMPORTANT NOTE: THE SECURITIES SET FORTH IN THIS REPORT ARE DIRECTLY BENEFICIALLY OWNED BY SOUNDPOST CAPITAL, LP, SOUNDPOST CAPITAL OFFSHORE, LTD. AND/OR HFR HE SOUNDPOST MASTER TRUST (COLLECTIVELY, THE "FUNDS"). ALL OTHER REPORTING PERSONS ARE INCLUDED WITHIN THIS REPORT DUE TO THEIR AFFILIATION WITH ONE OR ALL OF THE FUNDS.
Documents
Issuer
FLO Corp
CIK 0001399215
Related Parties
1- filerCIK 0001418070
Filing Metadata
- Form type
- 4
- Filed
- Feb 12, 7:00 PM ET
- Accepted
- Feb 13, 2:44 PM ET
- Size
- 53.6 KB