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Gibson Chris 4

Accession 0000919574-11-003810

CIK 0001173643other
View on SEC.govCompany Profile

Filed

Jun 13, 8:00 PM ET

Accepted

Jun 14, 4:22 PM ET

Size

23.0 KB

Accession

0000919574-11-003810

Insider Transaction Report

Form 4
Period: 2011-06-10
TANZANIAN ROYALTY EXPLORATION CORPTRE
Geier Capital LLC
10% Owner
Transactions
  • Purchase

    Put Contracts (Right to Sell Common Shares)

    2011-06-10$300.00/sh+5,000$1,500,000→ 5,000 total
    Exercise: $3.00Exp: 2011-10-01→ Common Shares without par value (500,000 underlying)
  • Purchase

    Put Contracts (Right to Sell Common Shares)

    2011-06-10$300.00/sh+5,000$1,500,000→ 5,000 total(indirect: See Footnote)
    Exercise: $3.00Exp: 2011-10-01→ Common Shares without par value (500,000 underlying)
  • Purchase

    Put Contracts (Obligation to Purchase Common Shares)

    2011-04-29$1000.00/sh+2,750$2,750,000→ 2,750 total
    Exercise: $10.00Exp: 2011-10-01→ Common Shares without par value (275,000 underlying)
  • Purchase

    Put Contracts (Obligation to Purchase Common Shares)

    2011-04-29$900.00/sh+2,250$2,025,000→ 2,250 total
    Exercise: $9.00Exp: 2011-10-01→ Common Shares without par value (225,000 underlying)
  • Purchase

    Put Contracts (Obligation to Purchase Common Shares)

    2011-04-29$1000.00/sh+2,750$2,750,000→ 2,750 total(indirect: See Footnote)
    Exercise: $10.00Exp: 2011-10-01→ Common Shares without par value (275,000 underlying)
  • Purchase

    Put Contracts (Obligation to Purchase Common Shares)

    2011-04-29$900.00/sh+2,250$2,025,000→ 2,250 total(indirect: See Footnote)
    Exercise: $9.00Exp: 2011-10-01→ Common Shares without par value (225,000 underlying)
Geier Group LLC
10% Owner
Transactions
  • Purchase

    Put Contracts (Right to Sell Common Shares)

    2011-06-10$300.00/sh+5,000$1,500,000→ 5,000 total(indirect: See Footnote)
    Exercise: $3.00Exp: 2011-10-01→ Common Shares without par value (500,000 underlying)
  • Purchase

    Put Contracts (Obligation to Purchase Common Shares)

    2011-04-29$1000.00/sh+2,750$2,750,000→ 2,750 total
    Exercise: $10.00Exp: 2011-10-01→ Common Shares without par value (275,000 underlying)
  • Purchase

    Put Contracts (Obligation to Purchase Common Shares)

    2011-04-29$900.00/sh+2,250$2,025,000→ 2,250 total
    Exercise: $9.00Exp: 2011-10-01→ Common Shares without par value (225,000 underlying)
  • Purchase

    Put Contracts (Right to Sell Common Shares)

    2011-06-10$300.00/sh+5,000$1,500,000→ 5,000 total
    Exercise: $3.00Exp: 2011-10-01→ Common Shares without par value (500,000 underlying)
  • Purchase

    Put Contracts (Obligation to Purchase Common Shares)

    2011-04-29$1000.00/sh+2,750$2,750,000→ 2,750 total(indirect: See Footnote)
    Exercise: $10.00Exp: 2011-10-01→ Common Shares without par value (275,000 underlying)
  • Purchase

    Put Contracts (Obligation to Purchase Common Shares)

    2011-04-29$900.00/sh+2,250$2,025,000→ 2,250 total(indirect: See Footnote)
    Exercise: $9.00Exp: 2011-10-01→ Common Shares without par value (225,000 underlying)
Geier International Strategies Fund, LLC
10% Owner
Transactions
  • Purchase

    Put Contracts (Obligation to Purchase Common Shares)

    2011-04-29$900.00/sh+2,250$2,025,000→ 2,250 total
    Exercise: $9.00Exp: 2011-10-01→ Common Shares without par value (225,000 underlying)
  • Purchase

    Put Contracts (Obligation to Purchase Common Shares)

    2011-04-29$900.00/sh+2,250$2,025,000→ 2,250 total(indirect: See Footnote)
    Exercise: $9.00Exp: 2011-10-01→ Common Shares without par value (225,000 underlying)
  • Purchase

    Put Contracts (Right to Sell Common Shares)

    2011-06-10$300.00/sh+5,000$1,500,000→ 5,000 total(indirect: See Footnote)
    Exercise: $3.00Exp: 2011-10-01→ Common Shares without par value (500,000 underlying)
  • Purchase

    Put Contracts (Obligation to Purchase Common Shares)

    2011-04-29$1000.00/sh+2,750$2,750,000→ 2,750 total(indirect: See Footnote)
    Exercise: $10.00Exp: 2011-10-01→ Common Shares without par value (275,000 underlying)
  • Purchase

    Put Contracts (Obligation to Purchase Common Shares)

    2011-04-29$1000.00/sh+2,750$2,750,000→ 2,750 total
    Exercise: $10.00Exp: 2011-10-01→ Common Shares without par value (275,000 underlying)
  • Purchase

    Put Contracts (Right to Sell Common Shares)

    2011-06-10$300.00/sh+5,000$1,500,000→ 5,000 total
    Exercise: $3.00Exp: 2011-10-01→ Common Shares without par value (500,000 underlying)
Gibson Chris
10% Owner
Transactions
  • Purchase

    Put Contracts (Obligation to Purchase Common Shares)

    2011-04-29$900.00/sh+2,250$2,025,000→ 2,250 total
    Exercise: $9.00Exp: 2011-10-01→ Common Shares without par value (225,000 underlying)
  • Purchase

    Put Contracts (Obligation to Purchase Common Shares)

    2011-04-29$900.00/sh+2,250$2,025,000→ 2,250 total(indirect: See Footnote)
    Exercise: $9.00Exp: 2011-10-01→ Common Shares without par value (225,000 underlying)
  • Purchase

    Put Contracts (Right to Sell Common Shares)

    2011-06-10$300.00/sh+5,000$1,500,000→ 5,000 total(indirect: See Footnote)
    Exercise: $3.00Exp: 2011-10-01→ Common Shares without par value (500,000 underlying)
  • Purchase

    Put Contracts (Obligation to Purchase Common Shares)

    2011-04-29$1000.00/sh+2,750$2,750,000→ 2,750 total
    Exercise: $10.00Exp: 2011-10-01→ Common Shares without par value (275,000 underlying)
  • Purchase

    Put Contracts (Obligation to Purchase Common Shares)

    2011-04-29$1000.00/sh+2,750$2,750,000→ 2,750 total(indirect: See Footnote)
    Exercise: $10.00Exp: 2011-10-01→ Common Shares without par value (275,000 underlying)
  • Purchase

    Put Contracts (Right to Sell Common Shares)

    2011-06-10$300.00/sh+5,000$1,500,000→ 5,000 total
    Exercise: $3.00Exp: 2011-10-01→ Common Shares without par value (500,000 underlying)
Footnotes (3)
  • [F1]The reported securities are presently exercisable.
  • [F2]The reported securities are directly owned by Geier International Strategies Fund LLC (the "Company"), which is a reporting person.
  • [F3]The reported securities are held in the account of the Company and may also be deemed to be beneficially owned by (i) Geier Capital LLC and Geier Group LLC, who are each Reporting Persons, by virtue of their role as the managing member and the investment manager, respectively, of the Company, and (ii) Chris Gibson, who is also a Reporting Person, by virtue of his role as managing member of Geier Capital LLC and Geier Group LLC. The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Documents

1 file

Issuer

TANZANIAN ROYALTY EXPLORATION CORP

CIK 0001173643

→
Entity typeother

Related Parties

1
  • filerCIK 0001519673

Filing Metadata

Form type
4
Filed
Jun 13, 8:00 PM ET
Accepted
Jun 14, 4:22 PM ET
Size
23.0 KB
View on SEC.gov