NEEDHAM INVESTMENT MANAGEMENT LLC 4
4 · SOUTHWALL TECHNOLOGIES INC /DE/ · Filed Nov 25, 2011
Insider Transaction Report
Form 4
NEEDHAM INVESTMENT MANAGEMENT LLC
10% Owner
Transactions
- Disposition from Tender
Common Stock, par value $0.001 per share
2011-11-23$13.60/sh−401,962$5,466,683→ 0 total - Disposition from Tender
Common Stock, par value $0.001 per share
2011-11-23−0→ 0 total(indirect: See Footnote) - Disposition from Tender
Common Stock, par value $0.001 per share
2011-11-23−0→ 0 total(indirect: See Fotnote) - Disposition from Tender
Common Stock, par value $0.001 per share
2011-11-23$13.60/sh−145,600$1,980,160→ 0 total - Disposition from Tender
Common Stock, par value $0.001 per share
2011-11-23$13.60/sh−43,126$586,514→ 0 total - Disposition from Tender
Common Stock, par value $0.001 per share
2011-11-23$13.60/sh−7,000$95,200→ 0 total - Disposition from Tender
Common Stock, par value $0.001 per share
2011-11-23$13.60/sh−16,875$229,500→ 0 total - Disposition from Tender
Common Stock, par value $0.001 per share
2011-11-23−0→ 0 total(indirect: See Footnote) - Disposition from Tender
Common Stock, par value $0.001 per share
2011-11-23$13.60/sh−80,000$1,088,000→ 0 total - Disposition from Tender
Common Stock, par value $0.001 per share
2011-11-23−0→ 0 total(indirect: See Footnote)
Footnotes (6)
- [F1]The reported securities are directly owned by The Needham Group, Inc. (the "Needham Group").
- [F2]The reported securities are directly owned by Needham Contrarian Fund, L.P., and may be deemed to be beneficially owned by Needham Investment Management L.L.C. ("NIM") by virtue of it serving as investment manager of Needham Contrarian Fund, L.P. Needham Asset Management, LLC ("NAM") may also be deemed to beneficially own the reported securities by virtue of it serving as the managing member of NIM. Lastly, George A. Needham ("Mr. Needham") may be deemed to beneficially own the reported securities by virtue of his position as Chairman and Chief Executive Officer of The Needham Group, the parent company of NAM. NIM, NAM and Mr. Needham each disclaim beneficial ownership over the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein.
- [F3]The reported securities are directly owned by Needham Emerging Growth Partners, L.P., and may be deemed to be beneficially owned by NIM by virtue of it serving as investment manager of Needham Emerging Growth Partners, L.P. NAM may also be deemed to beneficially own the reported securities by virtue of it serving as the managing member of NIM. Lastly, Mr. Needham may be deemed to beneficially own the reported securities by virtue of his position as Chairman and Chief Executive Officer of The Needham Group, the parent company of NAM. NIM, NAM and Mr. Needham each disclaim beneficial ownership over the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein.
- [F4]The reported securities are directly owned by Needham Contrarian (QP) Fund, L.P., and may be deemed to be beneficially owned by NIM by virtue of it serving as investment manager of Needham Contrarian (QP) Fund, L.P. NAM may also be deemed to beneficially own the reported securities by virtue of it serving as the managing member of NIM. Lastly, Mr. Needham may be deemed to beneficially own the reported securities by virtue of his position as Chairman and Chief Executive Officer of The Needham Group, the parent company of NAM. NIM, NAM and Mr. Needham each disclaim beneficial ownership over the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein.
- [F5]The reported securities are directly owned by Needham Growth Fund, and may be deemed to be beneficially owned by NIM by virtue of it serving as investment adviser of Needham Growth Fund. NAM may also be deemed to beneficially own the reported securities by virtue of it serving as the managing member of NIM. NIM and NAM each disclaim beneficial ownership over the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein.
- [F6]The reported securities are directly owned by Mr. Needham.