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ZIMMERMAN, JAMIE 4

Accession 0000919574-12-003999

CIK 0001379895other
View on SEC.govCompany Profile

Filed

Jun 12, 8:00 PM ET

Accepted

Jun 13, 6:47 PM ET

Size

35.2 KB

Accession

0000919574-12-003999

Insider Transaction Report

Form 4
Period: 2012-05-07
DYNEGY INC.DYN
Litespeed Management LLC
10% Owner
Transactions
  • Purchase

    Common Stock

    2012-05-31$0.50/sh+1,000,000$498,400→ 22,174,640 total
  • Purchase

    Common Stock

    2012-06-01$0.52/sh+1,633,120$844,813→ 23,807,760 total
  • Purchase

    Common Stock

    2012-05-07$0.41/sh+212,000$85,902→ 12,739,829 total
  • Purchase

    Common Stock

    2012-05-09$0.38/sh+541,000$207,798→ 13,757,429 total
  • Purchase

    Common Stock

    2012-05-14$0.46/sh+520,500$239,066→ 20,610,494 total
  • Purchase

    Common Stock

    2012-05-30$0.45/sh+500,000$227,050→ 21,174,640 total
  • Purchase

    Common Stock

    2012-06-05$0.57/sh+300,050$172,199→ 24,242,155 total
  • Purchase

    Common Stock

    2012-06-11$0.58/sh+1,431,348$830,182→ 25,673,503 total
  • Purchase

    Common Stock

    2012-05-08$0.38/sh+476,600$181,108→ 13,216,429 total
  • Purchase

    Common Stock

    2012-05-10$0.43/sh+6,332,565$2,708,438→ 20,089,994 total
  • Purchase

    Common Stock

    2012-05-15$0.46/sh+64,146$29,507→ 20,674,640 total
  • Purchase

    Common Stock

    2012-06-04$0.52/sh+134,345$69,550→ 23,942,105 total
Holdings

  • Common Stock

    (indirect: See footnote.)
    24,242,155

  • Common Stock

    (indirect: See footnote.)
    20,089,994

  • Common Stock

    (indirect: See footnote.)
    23,807,760

  • Common Stock

    (indirect: See footnote.)
    12,739,829

  • Common Stock

    (indirect: See footnote.)
    13,216,429

  • Common Stock

    (indirect: See footnote.)
    13,757,429

  • Common Stock

    (indirect: See footnote.)
    20,610,494

  • Common Stock

    (indirect: See footnote.)
    21,174,640

  • Common Stock

    (indirect: See footnote.)
    22,174,640

  • Common Stock

    (indirect: See footnote.)
    20,674,640

  • Common Stock

    (indirect: See footnote.)
    23,942,105

  • Common Stock

    (indirect: See footnote.)
    25,673,503
ZIMMERMAN, JAMIE
10% Owner
Transactions
  • Purchase

    Common Stock

    2012-05-08$0.38/sh+476,600$181,108→ 13,216,429 total
  • Purchase

    Common Stock

    2012-05-14$0.46/sh+520,500$239,066→ 20,610,494 total
  • Purchase

    Common Stock

    2012-05-15$0.46/sh+64,146$29,507→ 20,674,640 total
  • Purchase

    Common Stock

    2012-05-30$0.45/sh+500,000$227,050→ 21,174,640 total
  • Purchase

    Common Stock

    2012-05-07$0.41/sh+212,000$85,902→ 12,739,829 total
  • Purchase

    Common Stock

    2012-05-31$0.50/sh+1,000,000$498,400→ 22,174,640 total
  • Purchase

    Common Stock

    2012-05-10$0.43/sh+6,332,565$2,708,438→ 20,089,994 total
  • Purchase

    Common Stock

    2012-06-04$0.52/sh+134,345$69,550→ 23,942,105 total
  • Purchase

    Common Stock

    2012-06-05$0.57/sh+300,050$172,199→ 24,242,155 total
  • Purchase

    Common Stock

    2012-05-09$0.38/sh+541,000$207,798→ 13,757,429 total
  • Purchase

    Common Stock

    2012-06-01$0.52/sh+1,633,120$844,813→ 23,807,760 total
  • Purchase

    Common Stock

    2012-06-11$0.58/sh+1,431,348$830,182→ 25,673,503 total
Holdings

  • Common Stock

    (indirect: See footnote.)
    12,739,829

  • Common Stock

    (indirect: See footnote.)
    20,089,994

  • Common Stock

    (indirect: See footnote.)
    20,674,640

  • Common Stock

    (indirect: See footnote.)
    23,807,760

  • Common Stock

    (indirect: See footnote.)
    24,242,155

  • Common Stock

    (indirect: See footnote.)
    20,610,494

  • Common Stock

    (indirect: See footnote.)
    13,216,429

  • Common Stock

    (indirect: See footnote.)
    23,942,105

  • Common Stock

    (indirect: See footnote.)
    13,757,429

  • Common Stock

    (indirect: See footnote.)
    21,174,640

  • Common Stock

    (indirect: See footnote.)
    22,174,640

  • Common Stock

    (indirect: See footnote.)
    25,673,503
LITESPEED MASTER FUND, LTD.
10% Owner
Transactions
  • Purchase

    Common Stock

    2012-05-08$0.38/sh+476,600$181,108→ 13,216,429 total
  • Purchase

    Common Stock

    2012-05-10$0.43/sh+6,332,565$2,708,438→ 20,089,994 total
  • Purchase

    Common Stock

    2012-05-15$0.46/sh+64,146$29,507→ 20,674,640 total
  • Purchase

    Common Stock

    2012-05-30$0.45/sh+500,000$227,050→ 21,174,640 total
  • Purchase

    Common Stock

    2012-05-14$0.46/sh+520,500$239,066→ 20,610,494 total
  • Purchase

    Common Stock

    2012-06-05$0.57/sh+300,050$172,199→ 24,242,155 total
  • Purchase

    Common Stock

    2012-06-01$0.52/sh+1,633,120$844,813→ 23,807,760 total
  • Purchase

    Common Stock

    2012-05-07$0.41/sh+212,000$85,902→ 12,739,829 total
  • Purchase

    Common Stock

    2012-05-09$0.38/sh+541,000$207,798→ 13,757,429 total
  • Purchase

    Common Stock

    2012-05-31$0.50/sh+1,000,000$498,400→ 22,174,640 total
  • Purchase

    Common Stock

    2012-06-04$0.52/sh+134,345$69,550→ 23,942,105 total
  • Purchase

    Common Stock

    2012-06-11$0.58/sh+1,431,348$830,182→ 25,673,503 total
Holdings

  • Common Stock

    (indirect: See footnote.)
    13,216,429

  • Common Stock

    (indirect: See footnote.)
    20,674,640

  • Common Stock

    (indirect: See footnote.)
    22,174,640

  • Common Stock

    (indirect: See footnote.)
    21,174,640

  • Common Stock

    (indirect: See footnote.)
    24,242,155

  • Common Stock

    (indirect: See footnote.)
    12,739,829

  • Common Stock

    (indirect: See footnote.)
    13,757,429

  • Common Stock

    (indirect: See footnote.)
    20,089,994

  • Common Stock

    (indirect: See footnote.)
    20,610,494

  • Common Stock

    (indirect: See footnote.)
    23,807,760

  • Common Stock

    (indirect: See footnote.)
    23,942,105

  • Common Stock

    (indirect: See footnote.)
    25,673,503
Footnotes (3)
  • [F1]The reported securities are directly owned by Litespeed Master Fund, Ltd., which is a reporting person. Litespeed Management, L.L.C. and Jamie Zimmerman may be deemed to indirectly beneficially own the securities directly held by Litespeed Master Fund, Ltd. See footnote 2.
  • [F2]The reported securities may be deemed indirectly beneficially owned by Litespeed Management, L.L.C. as investment manager of Litespeed Master Fund, Ltd. The reported securities may also be deemed indirectly beneficially owned by Jamie Zimmerman as Managing Member of Litespeed Management, L.L.C. Litespeed Management, L.L.C. and Jamie Zimmerman disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Persons are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
  • [F3]Represents the weighted average price of shares purchased in multiple same-day transactions at prices ranging from $0.4197 to $0.4400 per share.

Documents

1 file

Issuer

DYNEGY INC.

CIK 0001379895

→
Entity typeother

Related Parties

1
  • filerCIK 0001453443

Filing Metadata

Form type
4
Filed
Jun 12, 8:00 PM ET
Accepted
Jun 13, 6:47 PM ET
Size
35.2 KB
View on SEC.gov